TITLE 6 PRIMARY
AND SECONDARY EDUCATION
CHAPTER 31 SPECIAL
EDUCATION
PART 2 CHILDREN
WITH DISABILITIES/GIFTED CHILDREN
6.31.2.1 ISSUING
AGENCY: Public Education Department
[6.31.2.1 NMAC - Rp, 6.31.2.1
NMAC, 6/29/07]
6.31.2.2 SCOPE: The
requirements of these rules are binding on each New Mexico public agency that
has direct or delegated authority to provide special education and related
services, regardless of whether that agency is receiving funds under the
Individuals with Disabilities Education Improvement Act of 2004 and regardless
of whether it provides special education and related services directly, by
contract or through other arrangements such as referrals by the agency to
private schools or facilities. Each
public agency is responsible for ensuring that all rights and protections under
these rules are afforded to children referred to or placed in private schools
or facilities including residential treatment centers, day treatment centers,
hospitals, or mental health institutions by that public agency.
[6.31.2.2 NMAC - Rp, 6.31.2.2
NMAC, 6/29/07]
6.31.2.3 STATUTORY
AUTHORITY: Section 22-13-5 NMSA 1978 authorizes the
public education department to develop and establish regulations and standards
for the conduct of special education in the schools and classes of the public
school system in the state and in all institutions wholly or partially
supported by the state and to monitor and enforce those regulations and
standards. Section 22-13-6.1 NMSA 1978
authorizes the public education department to adopt standards pertaining to the
determination of who is a gifted child as part of the educational standards for
New Mexico schools. Section 22-13-5 NMSA
1978 directs the public education department to establish rules and standards
under Public Law 108-446, now the Individuals with Disabilities Education
Improvement Act of 2004 (IDEA). The IDEA
at 20 USC Sec. 1412(a)(11) requires the state educational agency in each
participating state to ensure that the requirements of the IDEA and state
educational standards are met in all educational programs administered by any
state or local educational agency for children with disabilities aged 3 through
21.
[6.31.2.3 NMAC - Rp, 6.31.2.3
NMAC, 6/29/07]
6.31.2.4 DURATION: Permanent
[6.31.2.4 NMAC - Rp, 6.31.2.4
NMAC, 6/29/07]
6.31.2.5 EFFECTIVE
DATE:
June 29, 2007, unless a later date is specified at the end of a section.
[6.31.2.5 NMAC - Rp, 6.31.2.5
NMAC, 6/29/07]
6.31.2.6 OBJECTIVE: The following
rule is promulgated to assist New Mexico public agencies in appropriately
identifying and providing educational services for children with disabilities
and gifted children. The purposes of
this rule is (a) to ensure that all children with disabilities and gifted
children have available a free appropriate public education which includes
special education and related services to meet their unique needs; (b) to
ensure that the rights of children with disabilities and gifted children and
their parents are protected; (c) to assist public agencies to provide for the
education of all children with disabilities and gifted children; and (d) to
evaluate and ensure the effectiveness of efforts to educate those children.
[6.31.2.6 NMAC - Rp, 6.31.2.6
NMAC, 6/29/07]
6.31.2.7 DEFINITIONS:
A. Terms defined by federal laws and
regulations. All terms defined in the following
federal laws and regulations and any other federally defined terms that are
incorporated there by reference are incorporated here for purposes of these
rules.
(1) The Individuals with
Disabilities Education Improvement Act of 2004 (IDEA), 20 USC Secs. 1401 and
following.
(2) The IDEA regulations
at 34 CFR Part 300 (governing Part B programs for school-aged children with
disabilities), 34 CFR Part 301 (governing programs for preschool children with
disabilities).
(3) Pursuant to the
paperwork reduction provisions of IDEA 20 USC Sec. 1408, all definitions, with
the exception of those found in Subsection B of 6.31.2.7 below, contained in
the IDEA Parts 300 and 301 at 34 CFR Secs. 300.1 through 300.45, will be
adopted by reference.
B. The following terms shall have the
following meanings for purposes of these rules.
(1) “CFR” means the code of federal regulations, including future
amendments.
(2) “Child
with a disability” means a child who meets all requirements of 34 CFR Sec.
300.8 and who:
(a)
is aged 3 through 21 or will turn 3 at any time during the school year;
(b)
has been evaluated in accordance
with 34 CFR Secs. 300.304-300.311 and any additional requirements of these or
other public education department rules and standards and as having one or more
of the disabilities specified in 34 CFR Sec. 300.8 including mental
retardation, a hearing impairment including deafness, a speech or language
impairment, a visual impairment including blindness, emotional disturbance,
orthopedic impairment, autism, traumatic brain injury, and other health
impairment, a specific learning disability, deaf-blindness, or being
developmentally delayed as defined in paragraph (4) below; and who has not
received a high school diploma; and
(c)
at the discretion of each local educational agency and subject to the
additional requirements of Subsection 2 of Paragraph F of 6.31.2.10 NMAC, the
term “child with a disability” may include a child aged 3 through 9 who is
evaluated as being developmentally delayed and who, because of that condition,
needs special education and related services.
(3) “Department” means the public education department.
(4) “Developmentally delayed” means a child aged 3 through 9 or who
will turn 3 at any time during the school year: with documented delays in
development which are at least two standard deviations below the mean on a
standardized test instrument or 30 per cent below chronological age; and who in
the professional judgment of the IEP team and one or more qualified evaluators
needs special education or related services in at least one of the following
five areas: receptive or expressive language, cognitive abilities, gross or
fine motor functioning, social or emotional development or self-help/adaptive
functioning. Use of the developmentally
delayed option by individual local educational agencies is subject to the
further requirements of Paragraph 2 of Subsection F of 6.31.2.10 NMAC.
(5) The “educational jurisdiction” of a public
agency includes the geographic area, age range and all facilities including
residential treatment centers, day treatment centers, hospitals, mental health
institutions, juvenile justice facilities, state supported schools, or programs
within which the agency is obligated under state laws, rules or regulations or
by enforceable agreements including joint powers agreements (JPA) or memoranda
of understanding (MOU) to provide educational services for children with
disabilities. In situations such as
transitions, transfers and special placements, the educational jurisdiction of
two or more agencies may overlap and result in a shared obligation to ensure
that a particular child receives all the services to which the child is
entitled.
(6) A “free appropriate public education (FAPE)”
means special education and related services which meet all requirements of 34
CFR Sec. 300.17 and which, pursuant to Sec. 300.17(b), meet all applicable
department rules and standards, including but not limited to these rules
(6.31.2 NMAC), the Standards for Excellence (6.30.2 NMAC) and department rules
governing school personnel preparation, licensure and performance (6.60 NMAC
through 6.64 NMAC), student rights and responsibilities (6.11.2 NMAC) and
student transportation (6.41.3 and 6.41.4 NMAC).
(7) The “general education curriculum” pursuant
to 34 CFR Sec. 300.320, means the same curriculum that a public agency offers
for nondisabled children. For New Mexico
public agencies whose non-special education programs are subject to department
rules, the general curriculum includes the content standards, benchmarks and
all other applicable requirements of the Standards for Excellence (6.30.2 NMAC)
and any other department rules defining curricular requirements.
(8) “LEA”
means a local educational agency as defined in 34 CFR Sec. 300.28.
(9) “Individualized education program” or IEP means a written statement
for a child with a disability that is developed, reviewed, and revised in
accordance with 34 CFR Secs. 300.320 through 300.324;
(10) The “IDEA” means the federal Individuals
with Disabilities Education Improvement Act of 2004, 20 USC Secs. 1401 and
following, including future amendments.
(11) “NMAC”
means the New Mexico administrative code, including future amendments.
(12) “NMSA 1978” means the 1978 Compilation of New Mexico Statutes
Annotated, including future amendments.
(13) “Parent” includes, in addition to the persons specified in 34 CFR
Sec. 300.30, a child with a disability who has reached age 18 and for whom
there is no court-appointed general guardian, limited guardian or other
court-appointed person who has legal custody or has otherwise been authorized
by a court to make educational decisions on the child’s behalf as provided in
Subsection K of 6.31.2.13 NMAC. Pursuant
to 34 CFR Sec. 300.519 and department policy, a foster parent of a child with a
disability may act as a parent under Part B of the IDEA if: (i) the foster
parent or the state children, youth and families department (CYFD) provides
appropriate documentation to establish that CYFD has legal custody and has
designated the person in question as the child’s foster parent; and (ii) the
foster parent is willing to make the educational decisions required of parents
under the IDEA; and has no interest that would conflict with the interests of
the child. A foster parent who does not
qualify under the above requirements but who meets all requirements for a
surrogate parent under 34 CFR Sec. 300.519 may be appointed as a surrogate if
the public agency responsible for making the appointment deems such action
appropriate. (See Subsection J of
6.31.2.13 NMAC.)
(14) “Puente
para los ninos fund” in New Mexico means a risk pool fund to support high
cost students with disabilities identified by LEAs pursuant to 34 CFR Sec.
300.704(c)(3)(i).
(15) “SAT” means the student assistance team, which is a school-based
group of people whose purpose is to provide additional educational support to
students who are experiencing difficulties that are preventing them from
benefiting from general education.
(16) “SEB”
means the special education bureau of the public education department.
(17) As authorized by 34
CFR Sec. 300.8 and 300.39, “special
education” in New Mexico may include speech-language pathology services.
(18) A “state-supported educational program”
means a publicly funded program that:
(a)
provides special education and related services to children with
disabilities who come within the program’s educational jurisdiction;
(b)
is operated by, or under contractual arrangements for, a state school,
state educational institution or other
state institution, state hospital or state agency; and
(c)
is primarily funded through direct legislative appropriations or other
direct state support to a public agency other than a local school district.
(19) “USC” means the United States code, including future amendments.
C. Definitions related to dispute
resolution. The following terms are
listed in the order that reflects a continuum of dispute resolution options and
shall have the following meanings for the purposes of these rules.
(1) “Complaint assistance IEP (CAIEP) meeting” means an IEP meeting
that is facilitated by the representative of the public agency who directs
special education programs within the public agency, and who has
decision-making authority on behalf of such agency.
(2) “Facilitated
IEP (FIEP) meeting” means an IEP meeting that utilizes an independent,
state-approved, state-funded, trained facilitator as an IEP facilitator to
assist the IEP team to communicate openly and effectively, in order to resolve
conflicts related to a student's IEP.
(3) “Mediation” means a meeting or series of meetings that utilizes an
independent, state-approved, state-funded, trained mediator to assist parties
to reconcile disputed matters related to a student's IEP or other educational,
non-IEP-related issues.
D. The definitions in Subsection D
apply only to Section 12 (educational
services for gifted children).
(1) Gifted child
defined. As used in 6.31.2.12 NMAC, “gifted child” means a school-age person
as defined in Sec. 22-13-6(D) NMSA 1978 whose intellectual ability paired with
subject matter aptitude/achievement, creativity/divergent thinking, or
problem-solving/critical thinking meets the eligibility criteria in 6.31.2.12
NMAC and for whom a properly constituted IEP team determines that special
education services are required to meet the child’s educational needs.
(2) Qualifying areas
defined.
(a)
“Intellectual ability” means a
score two standard deviations above the mean as defined by the test author on a
properly administered intelligence measure. The test administrator must also
consider the standard error of measure (SEM) in the determination of whether or
not criteria have been met in this area.
(b)
“Subject matter
aptitude/achievement” means superior academic performance on a total
subject area score on a standardized measure, or as documented by information
from other sources as specified in Paragraph (2) of Subsection C of 6.31.2.12
NMAC.
(c)
“Creativity/divergent thinking”
means outstanding performance on a test of creativity/ divergent thinking, or
in creativity/divergent thinking as documented by information from other
sources as specified in Paragraph (2) of Subsection C of 6.31.2.12 NMAC.
(d)
“Problem-solving/critical
thinking” means outstanding performance on a test of
problem-solving/critical thinking, or in problem-solving/critical thinking as
documented by information from other sources as specified in Subparagraph (b)
of Paragraph (2) of Subsection B of 6.31.2.12 NMAC.
E. The definitions in Subsection E
apply only to Section 13, Subsection I (additional
rights of parents, students, and public agencies - due process hearings).
(1) "Expedited hearing" means a hearing
that is available on request by a parent or a public agency under 34 CFR Secs.
300.532(c) and is subject to the requirements of 34 CFR Sec. 300.532(c).
(2) "Gifted services" means special
education services to gifted children as defined in Subsection A of 6.31.2.12
NMAC.
(3) "Summary due process hearing" means
a hearing designed to proceed more quickly and incur less expense than a
standard due process hearing, as explained under Paragraph (15) of Subsection I
of 6.31.2.13 NMAC.
(4) "Transmit" means to mail, send by
electronic mail or telecopier (facsimile machine) or hand deliver a written
notice or other document and obtain written proof of delivery by one of the
following means:
(a)
an electronic mail system's confirmation of a completed transmission to
an e-mail address that is shown to be valid for the individual to whom the
transmission was sent;
(b)
a telecopier machine's confirmation of a completed transmission to a number
which is shown to be valid for the individual to whom the transmission was
sent;
(c)
a receipt from a commercial or government carrier showing to whom the
article was delivered and the date of delivery;
(d) a written receipt
signed by the secretary of education or designee showing to whom the article
was hand-delivered and the date delivered; or
(e)
a final decision to any party not represented by counsel for a due
process hearing by the U.S. postal service, certified mail, return receipt
requested, showing to whom the articles was delivered and the date of delivery.
[6.31.2.7 NMAC - Rp, 6.31.2.7
NMAC, 6/29/07]
6.31.2.8 RIGHT
TO A FREE APPROPRIATE PUBLIC EDUCATION (FAPE)
A. All children with disabilities aged
3 through 21 or who will turn 3 at any time during the school year who reside
in New Mexico, including children with disabilities who have been suspended or
expelled from school, have the right to a free appropriate public education
that is made available by one or more public agencies in compliance with all
applicable requirements of 34 CFR Secs. 300.101 and 300.120 and these or other
department rules and standards. Children
with disabilities who are enrolled in private schools have the rights provided
by 34 CFR Secs. 300.129-300.148 and Subsection L of 6.31.2.11 NMAC.
B. Only children who meet the criteria
in these rules may be included in calculating special education program units
for state funding and counted as eligible children for federal flow-through
funds under Part B of the IDEA.
[6.31.2.8 NMAC - Rp, 6.31.2.8
NMAC, 6/29/07]
6.31.2.9 PUBLIC
AGENCY RESPONSIBILITIES:
A. Compliance with applicable laws and
regulations. Each New Mexico public
agency, within the scope of its authority, shall develop and implement
appropriate policies, procedures, programs and services to ensure that all
children with disabilities who reside within the agency’s educational
jurisdiction, including children who are enrolled in private schools or
facilities such as residential treatment centers, day treatment centers,
hospitals, mental health institutions, or are schooled at home, are identified
and evaluated and have access to a free appropriate public education (FAPE) in
compliance with all applicable requirements of state and federal laws and
regulations. This obligation applies to
all New Mexico public agencies that are responsible under laws, rules, regulations
or written agreements for providing educational services for children with
disabilities, regardless of whether that agency receives funds under the IDEA
and regardless of whether it provides special education and related services
directly, by contract, by referrals to private schools or facilities including
residential treatment centers, day treatment centers, hospitals, mental health
institutions or through other arrangements.
B. Public agency funding and staffing.
(1) Each public agency
that provides special education or related services to children with
disabilities shall allocate sufficient funds, staff, facilities and equipment
to ensure that the requirements of the IDEA and all department rules and
standards that apply to programs for children with disabilities are met.
(2) The public agency
with primary responsibility for ensuring that FAPE is available to a child with
a disability on the date set by the department for a child count or other report
shall include that child in its report for that date. Public agencies with shared or successive
responsibilities for serving a particular child during a single fiscal year are
required to negotiate equitable arrangements through joint powers agreements or
memorandums of understanding or interstate agreements for sharing the funding
and other resources available for that child.
Such agreements shall include provisions with regard to resolving
disputes between the parties to the agreement.
(3) Placement of students in private or public
residential treatment centers, or other out of home treatment or habilitation
programs, by the IEP team. The sending
school shall be responsible for the provision of special education and related
services. In no event shall a child with
an IEP be allowed to remain in an out of home treatment or habilitation program
for more than 10 days without receiving special education or related services.
(4) Educational agencies
may seek payment or reimbursement from noneducational agencies or public or
private insurance for services or devices covered by those agencies that are
necessary to ensure FAPE to children with disabilities. Claims for payment or reimbursement shall be
subject to the procedures and limitations established in 34 CFR Secs.
300.154(b) and 300.154(d) through (g), and any laws, regulations, executive
orders, contractual arrangements or other requirements governing the
noneducational payor’s obligations.
(5) Risk pool fund. (Puente para los ninos
fund.)
(a)
Local educational agency high cost fund.
(i)
In compliance with 34 CFR Sec. 300.704(c) the department shall maintain
a risk pool fund to support high cost children with disabilities identified by
LEAs.
(ii)
Funds distributed under this program will be on a reimbursable basis.
(b)
Application of funds. LEAs
desiring to be reimbursed for the cost of children with disabilities with high
needs shall file an application in accordance with the department’s puente para
los ninos fund as described on the department’s website.
(6) Pursuant to 34 CFR
Sec. 300.154(d), a public agency may use the medicaid or other public benefits
or insurance in which a child participates to provide or pay for services
required under the IDEA Part B regulations, as permitted under the public insurance
program, except as provided in (a) below.
(a)
With regard to services required to provide FAPE to an eligible child,
the public agency:
(i)
may not require parents to sign up for or enroll in public insurance
programs in order for their child to receive FAPE under Part B of the IDEA;
(ii)
may not require parents to incur an out-of-pocket expense such as the
payment of a deductible or co-pay amount incurred in filing a claim for
services provided pursuant to the IDEA Part B regulations, but pursuant to 34
CFR Sec. 300.154(f)(2), may pay the cost that the parent otherwise would be
required to pay; and
(iii) may not use a child’s benefits under a
public benefits or insurance program if that use would: (A) decrease available
lifetime coverage or any other insured benefit;
(B) result in the family paying for services that would otherwise be
covered by the public insurance program and that are required for the child
outside of the time the child is in school;
(C) increase premiums or lead to the discontinuation of benefits or
insurance; or (D) risk loss of
eligibility for home and community-based waivers, based on aggregate
health-related expenditures.
(b)
Pursuant to 34 CFR Sec. 300.142 (f), an educational agency must obtain a
parent’s informed written consent for each proposed use of private insurance
benefits and must inform parents that their refusal to permit the use of their
private insurance will not relieve the educational agency of its responsibility
to ensure that all required services are provided at no cost to the parents.
(c) Pursuant to 34 CFR Sec. 300.154(f):
(i)
if a public agency is unable to obtain parental consent to use the
parent’s private insurance, or public benefits or insurance when the parent
would incur a cost for a specified service required under the IDEA Part B
regulations, to ensure FAPE the public agency may use its Part B funds to pay
for the service; and
(ii)
to avoid financial cost to parents who otherwise would consent to use
private insurance, or public benefits or insurance if the parent would incur a
cost, the public agency may use its Part B funds to pay the cost the parents
otherwise would have to pay to use the parent’s insurance (e.g., the deductible
or co-pay amounts).
(7) Each public agency is
responsible for ensuring that personnel serving children with disabilities are
qualified under state licensure requirements and are adequately prepared for
their assigned responsibilities, pursuant to 34 CFR Sec. 300.156. Paraprofessionals and assistants who are
appropriately trained and supervised in accordance with applicable department
licensure rules or written department policy may be used to assist in the
provision of special education and related services to children with
disabilities under Part B of the IDEA.
C. IDEA applications and
assurances. Each New Mexico public
agency that desires to receive IDEA flow-through funds shall file an annual
application with the department in the form prescribed by the department. Each application shall:
(1) provide all
information requested by the department;
(2) demonstrate to the
department’s satisfaction that the agency is in compliance with all applicable
requirements of 34 CFR Secs. 300.200-300.230 and these or other department
rules and standards;
(3) include an agreement
that the agency upon request will provide any further information the
department requires to determine the agency’s initial or continued compliance
with all applicable requirements;
(4) include assurances
satisfactory to the department that the public agency does and will continue to
operate its programs in compliance with all applicable federal and state
programmatic, fiscal and procedural requirements including the development of
joint powers agreements, memoranda of understanding or other interagency
agreements to address shared or successive responsibilities to meet the educational
needs of a particular child during a single fiscal year; and
(5) pursuant to
Subsection C of Section 22-8-11, NMSA 1978, the department shall not approve
and certify an operating budget of any school district or state-chartered
charter school that fails to demonstrate that parental involvement in the
process was solicited.
D. Early intervening services set aside
funds. Fifteen percent set aside.
(1) Pursuant to 34 CFR
Secs. 300.208(a)(2) and 300.266, LEAs may use up to fifteen percent of the
amount the LEA receives under Part B of IDEA to implement early intervening
services for children with or without disabilities in kindergarten through
grade 12 with particular emphasis on children in kindergarten through grade
three.
(2) Prior to the
implementation or use of these set aside funds, the LEA must have on record
with the department an approved plan for use of these funds as described by 34
CFR Sec. 300.226(b) and how such activities will be coordinated with regional
education cooperatives as described in 34 CFR Sec. 300.226(e), if applicable.
(3) The LEA plan for use
of set aside funds shall be submitted as an addendum to its annual application
for Part B funding. If the LEA
determines to implement a set aside plan after the initial application, a
request for implementation of a set aside plan must be submitted for approval
60 days before the implementation of the plan.
(4) Each LEA that
develops and maintains coordinated, early intervening services must report
annually to the department as provided in 34 CFR Sec. 300.226(d).
E. Significant disproportionality.
(1) Pursuant to CFR 34
Sec. 300.646, LEAs must provide for the collection and examination of data to
determine if significant disproportionality, based on race and ethnicity, is
occurring with respect to:
(a)
the identification of children as children with disabilities including
the identification of children as children with disabilities in accordance with
a particular impairment as defined by 34 CFR Sec. 300.8;
(b)
the placement in particular educational settings of these children; and
(c)
the incidence, duration and type of disciplinary actions, including
suspensions and expulsions.
(2) Each public agency
must reserve the fifteen percent early intervening funds if they are identified
for having data that is significantly disproportionate in any one of the
following categories:
(a)
suspension of students with disabilities;
(b)
over identification of students with disabilities;
(c)
over identification of students in accordance with a particular
impairment as defined by 34 CFR Sec. 300.8; and
(d)
placement of students with disabilities in a particular setting.
(3) Review and revision
of policies, practices and procedures.
In the case of a determination of significant disproportionality with
respect to the identification of children as children with disabilities, or the
placement in particular educational settings of these children, in accordance
with Paragraph (1) of this subsection, the LEA must:
(a)
provide for the review and, if appropriate, revision of the policies,
procedures and practices used in the identification or placement to ensure that
the policies, procedures and practices comply with the requirements of the
IDEA; and
(b)
require any LEA identified under Paragraph (1) of this subsection to reserve
the maximum amount of funds under 34 CFR Sec. 300.226 to provide comprehensive
coordinated early intervening services to serve children in the LEA,
particularly, but not exclusively, children in those groups that were
significantly over-identified under Paragraph (1) of this subsection; and
(c)
require the LEA to publicly report on the revision of policies,
practices and procedures described under Subparagraph (b) of this paragraph.
F. Notification of public agency in
case of ineligibility. Pursuant to 34
CFR Sec. 300.221, if the department determines that a public agency is not
eligible under Part B of the act, the department shall notify the affected
agency of that determination and provide the agency with reasonable notice and
an opportunity for a hearing under 34 CFR Sec. 76.401(d).
G. Withholding of funds for
noncompliance. Pursuant to 34 CFR Sec.
300.222, if the department, after reasonable notice and an opportunity for a
hearing under 34 CFR Sec. 76.401(d), finds that a public agency that has
previously been determined to be eligible is failing to comply with any
requirement described in 34 CFR Secs. 300.201-300.213 and 34 CFR Sec. 300.608,
the department must reduce or may not provide any further Part B payments to
the public agency until the department is satisfied that the public agency is
in compliance with that requirement.
H. Reallocation of funds. Pursuant to 34 CFR Sec. 300.705(c) if the
department determines that a public agency is adequately providing FAPE to all
children with disabilities residing in the area served by that public agency
with state and local funds, the department may reallocate any portion of the
funds under this part that are not needed by that public agency to provide FAPE
to other LEAs in the state that are not adequately providing special education
and related services to all children with disabilities residing in the areas
served by those other LEAs.
[6.31.2.9 NMAC - Rp, 6.31.2.9
NMAC, 6/29/07]
6.31.2.10 IDENTIFICATION,
EVALUATIONS AND ELIGIBILITY DETERMINATIONS:
A. Child find. Each public agency shall adopt and implement
policies and procedures to ensure that all children with disabilities who
reside within the agency’s educational jurisdiction, including children with
disabilities attending private schools or facilities such as residential
treatment centers, day treatment centers, hospitals, mental health
institutions, detention and correctional facilities, children who are schooled
at home, highly mobile children and children who are advancing from grade to
grade, regardless of the severity of their disability, and who are in need of
special education and related services, are located, evaluated and identified
in compliance with all applicable requirements of 34 CFR Secs. 300.111,
300.131, 300.301-306 and these or other department rules and standards. For preschool children, child find screenings
shall serve as interventions under Subsection B of 6.31.2.10 NMAC.
B. The public
agency shall follow a three tier model of student intervention as a proactive
system for early intervention for students who demonstrate a need for
educational support for learning.
(1)
In tier I, the public agency must ensure that adequate universal
screening in the areas of general health and well-being, language proficiency
status, and academic levels of proficiency has been completed for each student
enrolled. If universal screening a
referral from a parent, a school staff member, or other information available
to a public agency suggests that a particular student needs educational support
for learning, then the student shall be referred to the student assistance team
(SAT) for consideration of interventions at the tier II level.
(2) In tier II, a
properly constituted SAT at each school, which includes the student’s parents
and student, as appropriate, must conduct the child study process and consider,
implement and document the effectiveness of appropriate research-based
interventions utilizing curriculum-based measures. In addition, the SAT must address culture and
acculturation, socioeconomic status, possible lack of appropriate instruction
in reading or math, teaching and learning styles in order to rule out other
possible causes of the student’s educational difficulties. When it is determined that a student has an
obvious disability or a serious and urgent problem, the SAT shall address the
student’s needs promptly on an individualized basis which may include a
referral for a multidisciplinary evaluation to determine possible eligibility
for special education and related services consistent with the requirements of
34 CFR Sec. 300.300.
(3)
In tier III, a student has been identified as a student with a
disability and deemed eligible for special education and related services, and
an IEP is developed by a properly constituted IEP team pursuant to 34 CFR Sec.
300.321.
C. Criteria for
identifying children with perceived specific learning disabilities.
(1)
In identifying children with specific learning disabilities, the public
agency may use the dual discrepancy model as defined and described in the New
Mexico Technical Evaluation and Assessment Manual (New Mexico T.E.A.M.) or the
severe discrepancy model as defined and described in New Mexico T.E.A.M.
(2)
Effective July 1, 2009, public agencies must implement the dual
discrepancy model in kindergarten through third grade.
D. Evaluations and reevaluations.
(1) Initial evaluations.
(a)
Each public agency must conduct a full and individual initial
evaluation, at no cost to the parent, and in compliance with requirements of 34
CFR Secs. 300.305 and 300.306 and other department rules and standards before
the initial provision of special education and related services to a child with
a disability.
(b)
Request for initial evaluation.
Consistent with the consent requirement in 34 CFR Sec. 300.300, either a
parent of a child or a public agency may initiate a request for an initial
evaluation to determine if the child is a child with a disability.
(c)
Procedures for initial evaluation.
(i)
The initial evaluation must be conducted within 60 calendar days of
receiving parental consent for evaluation.
(ii)
Each public agency must follow evaluation procedures in compliance with
applicable requirements of 34 CFR Sec. 300.304 and other department rules and
standards to determine: (1) if the child is a child with a disability under 34
CFR Sec. 300.8; and (2) if the child requires special education and related
services to benefit from their education program.
(iii) Each public agency shall maintain a record
of the receipt, processing and disposition of any referral for an individualized
evaluation. All appropriate evaluation
data, including complete SAT file documentation and summary reports from all
individuals evaluating the child shall be reported in writing for presentation
to the multi-disciplinary team or IEP team.
(d) Exception to the 60
day time frame. The requirements of this
subsection do not apply:
(i)
if the parent of a child repeatedly fails or refuses to produce the
child for the evaluation; or
(ii)
if the child enrolls in a school of another LEA after the 60 day time
frame in this subsection has begun, and prior to a determination by the child’s
previous public agency as to whether the child is a child with a disability
under 34 CFR Sec. 300.8.
(e)
The exception to the 60 day time frame in Item (ii) of Subparagraph (d)
of Paragraph (1) of Subsection D of 6.31.2.10 NMAC applies only if the
subsequent public agency is making sufficient progress to ensure a prompt
completion of the evaluation, and the parent and subsequent public agency agree
to a specific time when the evaluation will be completed.
(f)
The multi-disciplinary team including the parent and child, if
appropriate, must meet to determine if the child is a child with a disability
and requires an IEP upon completion of the initial evaluation.
(g)
Each public agency must use the three tiered model for students
suspected of having a specific learning disability, consistent with the
department rules, policies and standards to ensure that lack of instruction in
reading or math, is not the primary cause of learning difficulties for children
who are being referred for evaluation due to a suspected disability under the
specific learning disability category in compliance with 34 CFR Sec. 300.307.
(2) Reevaluations.
(a)
Each LEA must ensure that a reevaluation of each child is conducted at
least once every three years, unless the parent and the public agency agree
that a reevaluation is unnecessary, and is in compliance with the requirements
of 34 CFR Secs. 300.303-300.311, and any other applicable department rules and
standards.
(b)
Reevaluations may be conducted more often if:
(i)
the LEA determines the educational or related services needs, including
improved academic achievement and functional performance, of the child warrant
a reevaluation; or
(ii)
the child’s parent or teacher requests a reevaluation.
(c)
Reevaluations may not occur more than once a year, unless the parent and
public agency agree otherwise.
(d)
Procedures for conducting evaluations and reevaluations.
(i)
The public agency must provide notice to the parents of a child with a
disability that describes any evaluation procedures the agency proposes to
conduct in compliance with 34 CFR Sec. 300.503;
(ii)
The initial evaluation (if appropriate) and any reevaluations must begin
with a review of existing information by a group that includes the parents, the
other members of a child’s IEP team and other qualified professionals, as
appropriate, to determine what further evaluations and information are needed
to address the question in 34 CFR Sec. 300.305(a)(2). Pursuant to 34 CFR Sec. 300.305(b), the group
may conduct its review without a meeting.
(iii) If it is determined that a child requires
an individualized evaluation or reevaluation the public agency is required to
follow the procedures established by the department.
(iv)
Each public agency must use a variety of assessment tools and strategies
to gather relevant functional, developmental and academic information about the
child, including information provided by the child’s family that may assist in
determining if the child is a child with a disability, the content of the
child’s IEP including information related to assisting the child to be involved
and progress in the general education curriculum or for a preschool child to
participate in appropriate activities.
(e)
Each public agency shall maintain a record of the receipt, processing,
and disposition of any referral for an individualized reevaluation. Reevaluation shall be completed on or before
the three year anniversary date. All
appropriate reevaluation data and summary reports from all individuals
evaluating the child shall be reported in writing for presentation to the
multi-disciplinary team or IEP team.
(f)
The parents of a child with a disability who disagree with an evaluation
obtained by the public agency have the right to obtain an independent
educational evaluation of the child at public expense pursuant to 34 CFR Sec.
300.502.
E. Procedural requirements for the
assessment and evaluation of culturally and linguistically diverse children.
(1) Each public agency
must ensure that tests and other evaluation materials used to assess children
are selected, provided and administered so as not to be discriminatory on a
racial or cultural basis and are provided and administered in the child’s
native language or other mode of communication, such as American sign language,
and in the form most likely to yield accurate information, on what the child
knows and can do academically, developmentally and functionally, unless it is
clearly not feasible to select, provide or administer pursuant to 34 CFR Sec.
300.304(c)(1).
(2) Each public agency
must ensure that selected assessments and measures are valid and reliable and
are administered in accordance with instructions provided by the assessment
producer and are administered by trained and knowledgeable personnel.
(3) Each public agency
must consider information about a child’s language proficiency in determining
how to conduct the evaluation of the child to prevent misidentification. A child may not be determined to be a child
with a disability if the determinant factor for that eligibility determination
is limited English proficiency. Comparing
academic achievement results with grade level peers in the public agency with
similar cultural and linguistic backgrounds should guide this determination
process and ensure that the child is exhibiting the characteristics of a
disability and not merely language difference in accordance with 34 CFR Sec.
300.306(b)(1).
(4) Each public agency must ensure that the
child is assessed in all areas related to the suspected disability.
(5) Policies for public
agency selection of assessment instruments include:
(a)
assessment and evaluation materials that are tailored to assess specific
areas of educational need; and
(b)
assessments that are selected ensure that results accurately reflect the
child’s aptitude or achievement level.
(6) Public agencies in
New Mexico shall devote particular attention to the foregoing requirements in
light of the state’s cultural and linguistic diversity. Persons assessing culturally or linguistically
diverse children shall consult appropriate professional standards to ensure
that their evaluations are not discriminatory and should include appropriate
references to such standards and concerns in their written reports.
F. Eligibility determinations.
(1) General rules
regarding eligibility determinations
(a)
Upon completing the administration of tests and other evaluation
materials, a group of qualified professionals and the parent of the child must
determine whether the child is a child with a disability, as defined in 34 CFR
Sec. 300.8 and Paragraph (2) of Subsection B of 6.31.2.7 NMAC. The
determination shall be made in compliance with all applicable requirements of
34 CFR Sec. 300.306 and these or other department rules and standards and, for
a child suspected of having a specific learning disability, in compliance with
the additional procedures of 34 CFR Secs. 300.307-300.311, and these or other
department rules, policies and standards.
(b)
The public agency must provide a copy of the evaluation report and the
documentation of determination of eligibility to the parent.
(2) Optional use of
developmentally delayed classification for children aged 3 through 9
(a)
The developmentally delayed classification may be used at the option of
individual local education agencies but may only be used for children who do
not qualify for special education under any other disability category.
(b)
Children who are classified as developmentally delayed must be
reevaluated during the school year in which they turn 9 and will no longer be
eligible in this category when they become 10.
A student who does not qualify under any other available category at age
10 will no longer be eligible for special education and related services.
[6.31.2.10 NMAC - Rp,
6.31.2.10 NMAC, 6/29/07]
6.31.2.11 EDUCATIONAL
SERVICES FOR CHILDREN WITH DISABILITIES:
A. Preschool programs for children aged
2 through 5.
(1) Each public agency
shall ensure that a free appropriate public education is available for each
preschool child with a disability within its educational jurisdiction no later
than the child’s third birthday and that an individualized education program
(IEP) under Part B or an individual family services plan (IFSP) under Part C of
the IDEA is in effect by that date in compliance with 34 CFR Secs. 300.101,
300.124 and 300.323(b).
(2) A child who will turn
three at any time during the school year who is determined eligible may enroll
in a Part B preschool program at the beginning of the school year if the parent
so chooses, whether or not the child has previously been receiving Part C
services.
(3) Each public agency
shall develop and implement appropriate policies and procedures to ensure a
smooth and effective transition from Part C to Part B programs for preschool
children with disabilities within the agency’s educational jurisdiction, in
compliance with 34 CFR Sec. 300.124.
Each LEA and other public agencies as appropriate shall make reasonable
efforts to establish productive working relations with local Part C programs
and when given reasonable notice shall participate in the ninety day transition
planning conferences arranged by local Part C providers.
(4) In particular:
(a)
Each LEA shall survey Part C programs within its educational
jurisdiction in its child find efforts to identify children who will be
eligible to enter the LEA’s Part B preschool program in future years.
(b)
Each LEA shall promote parent and family involvement in transition
planning with Part C programs, community programs and related services
providers at least six months before the child is eligible to enter the LEA’s
Part B preschool program.
(c)
Each LEA shall establish and
implement procedures to support successful transitions including parent
training, professional development for special educators and general educators,
and student and parent self-advocacy training and education.
(d) Each LEA shall assist
parents in becoming their child’s advocates as the child makes the transition
through systems.
(e)
Each LEA shall participate in transition planning conferences arranged
by the designated Part C lead agency no less than 90 days prior to the
anticipated transition or the child's third birthday, whichever occurs first,
to facilitate informed choices for all families.
(f)
Each LEA shall designate a team including parents and qualified
professionals to review existing evaluation data for each child entering the
LEA’s preschool program in compliance with 34 CFR Sec. 300.305, and based on
that review to identify what additional data, if any, are needed to determine
the child’s eligibility for Part B services or develop an appropriate program.
(g) Each
LEA shall initiate a meeting to develop an eligible child’s IFSP, IEP or
IFSP-IEP, in accordance with 34 CFR Sec. 300.323, no later than 15 days prior
to the first day of the school year of the LEA where
the child is enrolled or no later than 15 days prior to the child’s entry into
Part B preschool services if the transition process is initiated after the
start of the school year, whichever is later, to ensure uninterrupted
services. This IFSP, IEP, or IFSP-IEP
will be developed by a team constituted in compliance with 34 CFR Sec. 300.321
that includes parents and appropriate early intervention providers who are
knowledgeable about the child.
(h)
In compliance with 34 CFR Sec. 300.101(b)(2), if a child’s birthday
occurs during the summer, the child’s IEP team shall determine the date when
services under the IEP or IFSP will begin.
(i) Each public agency
shall develop policies and procedures to ensure a successful transition from
Part B preschool for children with disabilities who are eligible for continued
services in pre-kindergarten and kindergarten.
B. Individualized education programs
(IEPs).
(1) Except as provided in
34 CFR Secs. 300.130-300.144 for children enrolled by their parents in private
schools, each public agency (1) shall develop, implement, review and revise an
IEP in compliance with all applicable requirements of 34 CFR Secs.
300.320-300.328 and these or other department rules and standards for each
child with a disability (within its educational jurisdiction); and (2) shall
ensure that an IEP is developed, implemented, reviewed and revised in
compliance with all applicable requirements of 34 CFR Sec. 300.320-300.328, and
these or other department rules and standards for each child with a disability
who is placed in or referred to a private school or facility by the public
agency.
(2) Each IEP or amendment
shall be developed at a properly convened IEP meeting for which the public
agency has provided the parent and, as appropriate, the child, with proper
advance notice pursuant to 34 CFR Sec. 300.322 and Paragraph (1) of Subsection
D of 6.31.2.13 NMAC and at which the parent and, as appropriate, the child have
been afforded the opportunity to participate as members of the IEP team
pursuant to 34 CFR Secs. 300.321, 300.322 and 300.501(b) and (c) and Subsection
C of 6.31.2.13 NMAC.
(3) Except as provided in
34 CFR Sec. 300.324(a)(4), each IEP shall include the signature and position of
each member of the IEP team and other participants in the IEP meeting to
document their attendance. Written
notice of actions proposed or refused by the public agency shall also be
provided in compliance with 34 CFR Sec. 300.503 and Paragraph (2) of Subsection
D of 6.31.2.13 NMAC and shall be provided at the close of the IEP meeting. Informed written parental consent must also
be obtained for actions for which consent is required under 34 CFR Sec. 300.300
and Subsection F of 6.31.2.13 NMAC. An
amended IEP does not take the place of the annual IEP conducted pursuant to CFR
Sec. 300.324(a)(4) which requires that members of a child’s IEP team must be
informed of any changes made to the IEP without a meeting.
(4) Agreement to modify
IEP meeting requirement.
(a)
In making changes to a child’s IEP after the annual IEP team meeting for
a school year, the parent of a child with a disability and the public agency
may agree not to convene an IEP team meeting for the purposes of making those
changes and instead may develop a written document to amend or modify the
child’s current IEP.
(b)
If changes are made to the child’s IEP in accordance with subparagraph
(4)(a) of this paragraph, the public agency must ensure that the child’s IEP
team is informed of those changes.
C. Least restrictive environment.
(1) Except as provided in
34 CFR Sec. 300.324(d) and Subsection K of 6.31.2.11 NMAC for children with
disabilities who are convicted as adults under state law and incarcerated in
adult prisons, all educational placements and services for children with
disabilities must be provided in the least restrictive environment that is
appropriate to each child’s needs in compliance with 34 CFR Secs.
300.114-300.120.
(2) In determining the
least restrictive environment for each child’s needs, public agencies and their
IEP teams shall ensure that the following requirements are met.
(a)
The requirements of 34 CFR Sec. 300.114(a)(2) for each public agency to
ensure that to the maximum extent appropriate, children with disabilities,
including children in public or private institutions or other care facilities,
are educated with children who are nondisabled, and that special classes,
separate schooling or other removal of children with disabilities from the
general educational environment occurs only if the nature or severity of the
disability is such that education in regular classes with the use of
supplementary aids and services cannot be achieved satisfactorily.
(b)
The required continuum of alternative placements as specified in 34 CFR
Sec. 300.115.
(c)
The requirement of 34 CFR Sec. 300.116(c) that each child with a disability
be educated in the school that he or she would attend if nondisabled unless the
child’s IEP requires some other arrangement.
(d)
The requirement of 34 CFR Sec. 300.116(e) that a child with a disability
not be removed from education in age-appropriate regular classrooms solely
because of needed modifications in the general curriculum.
(e)
The requirements of 34 CFR Sec. 300.320(a)(4) that the IEP for each
child with a disability include a statement of the special education and
related services and supplementary aids and services, based on peer-reviewed
research to the extent practicable, to be provided to the child, or on behalf
of the child, and a statement of the program modifications or supports for
school personnel that will be provided for the child to be involved and
progress in the general curriculum and to participate in extracurricular and
other nonacademic activities with nondisabled children.
(f) The requirement of 34 CFR Sec.
300.324(a)(3) that the regular education teacher of a child with a disability,
as a member of the IEP team, must assist in determining the supplementary aids
and services, program modifications or supports for school personnel that will
be provided for the child in compliance with Sec. 300.320(a)(4).
(g)
The requirement of 34 CFR Sec. 300.320(a)(5) that the IEP include an
explanation of the extent, if any, to which the child will not participate with
nondisabled children in the regular class and the activities described in Sec.
300.320(a)(4) and 300.117.
(h)
The requirements of 34 CFR Sec. 300.503 that a public agency give the
parents written notice a reasonable time before the agency proposes or refuses
to initiate or change the educational placement of the child or the provision
of FAPE to the child and that the notice include a description of any other
options considered and the reasons why those options were rejected.
(i)
The requirement of 34 CFR Sec. 300.120 that the department carry out
activities to ensure that Sec. 300.114 is implemented by each agency and that,
if there is evidence that a public agency makes placements that are
inconsistent with Sec. 300.114, the department must review the public agency’s
justification for its actions and assist in planning and implementing any
necessary corrective action.
D. Performance goals and
indicators. Pursuant to the requirements
of 34 CFR Sec. 300.157(a), the content standards and benchmarks from the
department’s Standards for Excellence (6.30.2 NMAC) for all children attending
public schools and state-supported educational programs in New Mexico shall
provide the basic performance goals and indicators for children with
disabilities in the general education curriculum. The IEP academic goals must align with the
New Mexico content standards and benchmarks, including the expanded performance
standards for students with significant cognitive disabilities, however,
functional goals do not have to align with the standards and benchmarks. Unless waivers or modifications covering
individual public agencies’ programs have been allowed by the department or the
secretary of education, the general education curriculum and the content
standards and benchmarks shall only be adapted to the extent necessary to meet
the needs of individual children with disabilities as determined by IEP teams
in individual cases.
E. Participation
in statewide and district-wide assessments.
Each local educational agency and other public agencies when applicable
shall include all children with disabilities in all statewide and district-wide
assessment programs. Each public agency
shall collect and report performance results in compliance with the
requirements of 34 CFR Sec. 300.157 and Sec. 1111(h) of the Elementary and
Secondary Education Act, and any additional requirements established by the
department. Students with disabilities
may participate:
(1) in the
appropriate general assessment in the same manner as their nondisabled peers;
this may include the use of adaptations that are deemed appropriate for all
students by the department; or
(2) in the appropriate general assessment with
appropriate accommodations in administration if necessary; public agencies
shall use the current guidance from the department about accommodations as
specified in the student’s IEP; or
(3) in alternate assessments for the small
number of students for whom alternate assessments are appropriate under the
department’s established participation criteria; the IEP team must agree and
document that the student is eligible for participation in an alternate
assessment based on alternate achievement standards according to 34 CFR Sec.
300.320(a)(6).
F. Behavioral management and
discipline.
(1) Behavioral planning
in the IEP. Pursuant to 34 CFR Sec.
324(a)(2)(i), the IEP team for a child with a disability whose behavior impedes
his or her learning or that of others shall consider, if appropriate,
strategies to address that behavior, including the development of behavioral
goals and objectives and the use of positive behavioral interventions,
strategies and supports to be used in pursuit of those goals and
objectives. Public agencies are strongly
encouraged to conduct functional behavioral assessments (FBAs) and integrate
behavioral intervention plans (BIPs) into the IEPs for students who exhibit
problem behaviors well before the behaviors result in proposed disciplinary
actions for which FBAs and BIPs are required under the federal regulations.
(2) Suspensions,
expulsions and disciplinary changes of placement. Suspensions, expulsions and other
disciplinary changes of placement for children with disabilities shall be
carried out in compliance with all applicable requirements of 34 CFR Secs.
300.530-300.536, and these or other department rules and standards, including
particularly 6.11.2.11 NMAC, governing interim disciplinary placements and
long-term suspensions or expulsions of students with disabilities.
(3) FAPE for children
removed from current placement for more than 10 school days in a school
year. FAPE shall be provided in
compliance with all applicable requirements of 34 CFR Sec. 300.530(d) and these
or other department rules and standards for all children with disabilities who
have been removed from their current educational placements for disciplinary
reasons for more than 10 school days during a school year, as defined in 34 CFR
Sec. 300.536.
(4) LEAs must keep an
accurate accounting of suspension and expulsion rates for children with
disabilities as compared to children without disabilities to ensure that
children with disabilities are not being expelled or suspended at a
significantly higher rate than children without disabilities.
G. Graduation planning and
post-secondary transitions.
(1) The IEP for each child with a disability
in grades 8 through 12 is developed, implemented and monitored in compliance
with all applicable requirements of the department’s Standards for Excellence,
6.30.2 NMAC, and these or other department rules and standards. The graduation plan shall be integrated into
the transition planning and services provided in compliance with 34 CFR Secs.
300.320(b), 300.324(c).
(a)
Graduation plans must include the course of study, projected date of
graduation and if the child is not on target for the graduation plan, the
strategies and responsibilities of the public agency, child and family must be
identified in the IEP.
(b)
Graduation options for children with disabilities at Paragraph (9) of
Subsection J of 6.30.2.10 NMAC must align with state standards with benchmarks
when appropriate.
(c)
An alternative degree that does not fully align with the state’s
academic standards, such as a certificate or general educational development
credential (GED), does not end a child’s right to FAPE pursuant to 34 CFR Sec.
300.102(a)(3).
(2) Appropriate
post-secondary transition planning for children with disabilities is
essential. Public agencies shall
integrate transition planning into the IEP process pursuant to 34 CFR Secs.
300.320(b), 300.324(c) and shall establish and implement appropriate policies,
procedures, programs and services to promote successful post-secondary
transitions for children with disabilities.
Transition services for students 14-21 include the following.
(a)
Transition services are a coordinated set of activities for a child with
a disability that emphasizes special education and related services designed to
meet unique needs and prepare them for future education, employment and
independent living.
(b)
Transition services are designed to be within a results oriented process
that is focused on improving the academic and functional achievement of the
child with a disability to facilitate the child’s movement from school to
post-school activities, including post-secondary education, vocational
education, integrated employment (including supported employment), continuing
and adult education, adult services, independent living or community
participation.
(c)
Transition services must be based on the individual child’s needs,
taking into account the child’s strengths, preferences and interests and
includes:
(i)
instruction;
(ii)
related services;
(iii) community experiences;
(iv)
the development of employment and other post-school adult living
objectives; and
(v)
when appropriate, acquisition of daily living skills and the provision
of a functional vocational evaluation.
(d)
Transition services for children with disabilities may be considered
special education, if provided as individually designed instruction, aligned
with the state standards with benchmarks, or related service, if required to
assist a child with a disability to benefit from special education as provided
in 34 CFR Sec. 300.43.
(3) State rules require
the development of measurable post-school goals beginning not later than the
first IEP to be in effect when the child turns 14, or younger, if determined
appropriate by the IEP team, and updated annually thereafter. Pursuant to 34 CFR Sec. 300.320(b), the IEP
must include:
(a)
appropriate measurable postsecondary goals based upon age appropriate
transition assessments related to training, education, employment and where
appropriate, independent living skills;
(b) the transition
services (including courses of study) needed to assist the child in reaching
those goals; and
(c)
beginning not later than one year before the child reaches the age of
majority under state law, a statement that the child has been informed of the
child’s rights under this title, if any, that will transfer to the child on
reaching the age of majority.
(4) Measurable post
school goals refer to goals the child seeks to achieve after high school
graduation. The goals themselves must be
measurable while the child is still in high school. In addition, the nature of these goals will
be different depending on the needs, abilities and wishes of each individual child.
(5) For a child whose
eligibility terminates due to graduation from secondary school with a regular
diploma or due to reaching his twenty-second birthday, the public agency must
provide the child with a summary of the child’s academic achievement and
functional performance, which shall include recommendations on how to assist
the child in meeting the child’s post-secondary goals pursuant to 34 CFR Sec.
300.305(e)(3).
(6) Students eligible for
special education services are entitled to a FAPE through age 21. If a student turns 22 during the school year,
that student shall be allowed to complete the school year and shall continue to
receive special education and related services during that school year. If the student turns 22 prior to September 1
of the school year, the student is no longer eligible to receive special
education and related services.
H. Transfers and transmittals. When IEPs must be in effect.
(1) IEPs for children who
transfer public agencies in the same state.
If a child with a disability (who had an IEP that was in effect in a
previous public agency in New Mexico) transfers to a new public agency in New
Mexico, and enrolls in a new school within the same school year the new public
agency must provide FAPE to the child.
The IEP must include services comparable to those described in the
child’s IEP from the previous public agency, until the new public agency
either:
(a)
adopts and implements the child’s IEP from the previous public agency;
or
(b)
develops and implements a new IEP that meets the applicable requirements
in 34 CFR Secs. 300.320 through 300.324.
(2) IEPs for children
who transfer from another state. If a
child with a disability (who had an IEP that was in effect in a previous public
agency in another state) transfers to a public agency in New Mexico, and
enrolls in a new school within the same school year, the new public agency must
provide the child with FAPE. The IEP
must include services comparable to those described in the child’s IEP from the
previous agency, until the new public agency:
(a)
conducts an evaluation pursuant to 34 CFR Secs. 300.304 through 300.306
(if determined to be necessary by the new public agency); and
(b)
develops and implements a new IEP, if appropriate, that meets the
applicable requirements in 34 CFR Secs. 300.320 through 300.324.
(3) Transmittal
records. To facilitate the transition
for a child described in Paragraphs (1) and (2) of this section:
(a)
the new public agency in which the child enrolls must take reasonable
steps to promptly obtain the child’s records, including the IEP and supporting
documents and any other records relating to the provision of special education
or related services to the child, from the previous public agency in which the
child was enrolled; and
(b)
the previous public agency in which the child was enrolled must take
reasonable steps to promptly respond to the request from the new public agency.
I. Children in charter schools.
(1) Pursuant to 34 CFR Sec. 300.209, children
with disabilities who attend public charter schools and their parents retain
all rights under Part B of IDEA.
(2) Charter schools that
are public schools of the LEA:
(a) the LEA must serve
children with disabilities attending those charter schools in the same manner
as the LEA serves children with disabilities in its other schools, including
providing supplementary and related services on site at the charter school to
the same extent to which the LEA has a policy or practice of providing such
services on the site to its other public schools; and
(b)
the LEA must provide funds under Part B of IDEA to those charter schools
on the same basis as the LEA provides funds to the LEA’s other public schools,
including proportional distribution based on relative enrollment of children
with disabilities, and at the same time as the LEA distributes other federal
funds to the LEA’s other public schools, consistent with the state’s charter
school law; and
(c)
if the public charter school is a school of an LEA that receives funding
under 34 CFR Sec. 300.705 and includes other public schools:
(i)
the LEA is responsible for ensuring that the requirements of this part
are met, unless state law assigns that responsibility to some other entity; and
(ii)
the LEA must meet the requirements of Paragraph (2) of this subsection.
(3) Public charter
schools that are LEAs. If the public
charter school is an LEA, consistent with 34 CFR Sec. 300.28, that receives
funding under 34 CFR Sec. 300.705, that charter school is responsible for
ensuring that the requirements of this part are met, unless state law assigns
that responsibility to some other entity.
Charter schools who are LEAs authorized under the public education
commission must satisfy child find requirements for children enrolled in the
charter school.
(4) Public charter
schools that are not an LEA or a school that is part of an LEA.
(a)
If the public charter school is not an LEA receiving funding under 34
CFR Sec. 300.705, or a school that is part of an LEA receiving funding under 34
CFR Sec. 300.705, the department is responsible for ensuring that the
requirements of this part are met.
(b)
Subparagraph (a) of this paragraph does not preclude the governor from
assigning initial responsibility for ensuring the requirements of this part are
met to another entity, however, the department must maintain the ultimate
responsibility for ensuring compliance with this part, consistent with 34 CFR
Sec. 300.149.
J. Children in state-supported
educational programs.
(1) Children placed or
referred by other public agencies.
(a) Applicability. The rules in this Paragraph (1) of Subsection
J apply to children with disabilities who are being considered for placement in
a state-supported educational program or facility by another public agency as a
means of providing special education and related services.
(b)
Responsibility. Each public
agency shall ensure that a child with a disability who is being considered for
placement in a state-supported educational program by another public agency has
all the rights of a child with a disability who is served by any other public
agency, including being provided special education and related services:
(i)
in conformance with an IEP;
(ii) at no cost to the
child’s parents; and
(iii) at a school or facility that is accredited
by the department or licensed by the New Mexico department of health.
(c) Service delivery. With informed parent consent pursuant to 34
CFR Sec. 300.300 and Subsection F of 6.31.2.13 NMAC, and pursuant to the
procedures in 34 CFR Sec. 300.304 and Subsection D of 6.31.2.10 NMAC, the
state-supported program may conduct such additional evaluations and gather such
additional information as it considers necessary to assist the IEP team in
making the placement decision. The
referring public agency and the receiving state-supported educational program
shall be jointly responsible for developing IEPs and ensuring that the child
receives a free appropriate public education.
(d)
Joint IEPs and interagency agreements.
Responsibility for services for children placed in or referred to
state-supported educational programs shall be defined by a jointly agreed upon
IEP or other written agreement between the referring public agency and the
state-supported program.
(e)
Annual review. At least annually,
the referring public agency, the state-supported educational program and the
parent shall jointly review the child’s IEP and revise it as the joint IEP team
deems appropriate.
(2) Children enrolled in
state-supported educational programs by parents or other public
authorities. A state-supported
educational program that accepts a child with a disability at the request of a
parent or upon the request or order of a noneducational public authority, and
without appropriate participation by the public agency that has primary
responsibility for serving the child, assumes all responsibility for ensuring
the provision of FAPE. The child’s LEA
or another public agency with educational jurisdiction may agree to share the
responsibility pursuant to a joint IEP or other written agreement between the
state-supported program, the other agency and, if appropriate, the parent.
K. Children in detention and
correctional facilities.
(1) If a child with a
disability is placed in a juvenile or adult detention or correctional facility,
the facility must provide the child with FAPE after the facility learns that
the child had been eligible for special education and related services in the
last educational placement prior to incarceration or otherwise determines that
the child is eligible.
(2) Juvenile or adult
detention or correctional facilities must take reasonable steps to promptly
obtain needed educational records from a child's last known school or
educational facility. Record requests
and transfers are subject to the regulations under the Family Educational
Rights and Privacy Act (FERPA) at 34 CFR Part 99 and the provisions of
Paragraph (3) of Subsection L of 6.31.2.13 NMAC. The educational program of a juvenile or
adult detention or correctional facility is an educational agency for purposes
of the FERPA.
(a)
The previous public agency in which the child was enrolled must take
reasonable steps to promptly respond to the records request from the juvenile
correctional facilities.
(b)
To assist juvenile correctional facilities in providing FAPE for
children entering the facility during the summer months, districts must provide
summer emergency contact information of a person who has access to special
education records, to the state’s superintendent of juvenile justice services
division of the children, youth and family department.
(3) A detention or
correctional facility that is unable to obtain adequate records from other
agencies, the child or the parents within a reasonable time after the child
arrives at the facility, shall evaluate the child who is known or suspected to
be a child with a disability as provided in Subsection F of 6.31.2.10 NMAC and
develop an IEP for an eligible child without undue delay.
(4) FAPE for eligible
students in juvenile or adult detention or
correctional facilities shall be made available in programs that are
suited to the security requirements of each facility and eligible student. The provisions of 34 CFR Sec. 300.324(d)
apply to IEPs for students with disabilities who are convicted as adults under
state law and incarcerated in adult prisons.
(5) A state-supported
educational program that serves a juvenile or adult detention or correctional
facility shall be responsible for ensuring that FAPE is provided to eligible
children in that facility.
(6) The local school
district in which a detention or correctional facility is located (that is not
served by a state-supported educational program) shall be responsible for
ensuring that FAPE is made available to eligible children in that
facility. A child’s LEA of residence or
another public agency with educational jurisdiction may agree to share the
responsibility pursuant to a written agreement between or among the agencies
involved.
(7) Children with
disabilities who are detained or incarcerated in detention or correctional
facilities are wards of the state and may have surrogate parents appointed
pursuant to 34 CFR Sec. 300.519 and Subsection J of 6.31.2.13 NMAC to protect
their IDEA rights while in state custody.
(8) The public agency that
administers the educational program in a juvenile or adult detention or
correctional facility shall ensure that surrogate parents are appointed in
cases where no parent as defined in 34 CFR Sec. 300.30(a) and Paragraph (14) of
Subsection B of 6.31.2.7 NMAC is reasonably available or willing to make the
educational decisions required for children with disabilities who are housed in
that facility.
(9) Children placed in
juvenile or adult detention or correctional facilities must be provided
learning opportunities and instruction that meet the state standards with
benchmarks.
L. Children in private schools.
(1) Children enrolled by
parents in private schools or facilities.
(a)
Parentally placed private school
children with disabilities means children with disabilities enrolled by their
parents in private schools, including religious schools or facilities, such as
residential treatment centers, day treatment centers, hospitals, mental health
institutions, other than children with disabilities who are covered under 34
CFR Secs. 300.145 through 300.147.
(b)
Each LEA must locate, identify and evaluate all children with disabilities
who are enrolled by their parents in private schools, including religious
elementary schools and secondary schools located in the education jurisdiction
of the LEA, in accordance with 34 CFR Secs. 300.131 and 300.111.
(c) Each public agency must develop a “service
plan” that describes the special education and related services the LEA will
provide to a parentally placed child with a disability enrolled in a private
school who has been designated to receive services, including the location of
the services and any transportation necessary, consistent with 34 CFR Sec.
300.132 and that is developed and implemented in accordance with 34 CFR Secs.
300.137 through 300.139. The provision
applies only to private schools and not to private facilities where an IEP must
be in place.
(d)
Pursuant to 34 CFR Sec. 300.133, each LEA is obligated to spend a
portion of its federal IDEA Part B funds to assist private school children with
disabilities. In doing so, LEAs must use
the formula for calculating proportionate amount and annual count of parentally
placed private school children with disabilities in accordance with 34 CFR Sec.
300.133. The public agency shall not use
IDEA funds to benefit private schools as provided in 34 CFR Sec. 300.141. Furthermore, the Constitution and laws of New
Mexico prohibit public agencies from spending state funds to assist private
schools or facilities or their students.
(e)
No parentally placed private school child with a disability has an
individual right to receive some or all of the special education and related
services that the child would receive if enrolled in a public school. Pursuant to 34 CFR Sec. 300.137, the LEA must
make the final decisions with respect to the services to be provided to
eligible parentally placed private school children with disabilities.
(f)
Pursuant to 34 CFR Secs. 300.134 and 300.135, LEAs must ensure timely
and meaningful consultation with private school representatives and
representatives of parents of parentally placed private school children with
disabilities. If the LEA fails to engage
in meaningful and timely consultation or did not give due consideration to a
request from private school officials, private school officials have the right
to submit a complaint to the department.
The private school official and the LEA must follow the procedures
outlined in 34 CFR Sec. 300.136.
(g)
Pursuant to 34 CFR Secs. 300.140, the due process provisions of
Subsection I of 6.31.2.13 NMAC are not applicable except for child find
complaints which must be filed in compliance with 34 CFR Sec. 300.140(b). Any complaint that the department or any LEA
has failed to meet the requirements in 34 CFR Secs, 300.132 through 300.135 and
300.137 through 300.144 must be filed in accordance with the provisions
described in Subsection H of 6.31.2.13 NMAC.
(2) Children placed in or
referred to private schools or facilities by public agencies. Each public agency shall ensure that a child
with a disability who is placed in or referred to a private school or facility
by the agency as a means of providing special education and related services is
provided services in compliance with the requirements of 34 CFR Secs. 300.146
and 300.147. Such a child has all the
rights of a child with a disability who is served by a public agency.
(3) Children placed in
private schools or facilities by other public authorities. Educational decisions involving children with
disabilities shall not be made unilaterally and shall not exclude public
agencies having educational jurisdiction from the decision-making process. Educational decisions made by other public
authorities are not the responsibility of the public agency if the agency has
not been appropriately included in the decision-making process. For children placed in private schools or facilities
by other public authorities, the financial responsibility will be governed by
interagency agreements pursuant to 34 CFR Sec. 300.103. A public authority that places a child with a
disability in a private school or facility such as residential treatment
centers, day treatment centers, hospitals or mental health institutions,
without appropriate participation by the responsible public agency or agencies
becomes financially responsible for providing the child with FAPE unless a
public agency with educational jurisdiction agrees to assume all or part of
that responsibility.
(4) Children placed in
private schools or facilities by parents when FAPE is at issue. The responsibility of a local educational
agency to pay for the cost of education for a child with a disability who is
placed in a private school or facility such as residential treatment centers,
day treatment centers, hospitals or mental health institutions, by parents who
allege that the LEA failed to offer FAPE is governed by the requirements of 34
CFR Sec. 300.148. Disagreements between
a parent and a public agency regarding the availability of a program
appropriate for the child, and the question of financial responsibility, are
subject to the due process procedures of Subsection I of 6.31.2.13 NMAC.
(5) Children schooled at
home. Each LEA shall locate, evaluate
and determine the eligibility of children with disabilities who are schooled at
home pursuant to Secs. 22-2-2(H) NMSA 1978.
[6.31.2.11 NMAC - Rp,
6.31.2.11 NMAC, 6/29/07]
6.31.2.12 EDUCATIONAL
SERVICES FOR GIFTED CHILDREN:
A. Gifted
child defined. As used in 6.31.2.12
NMAC, “gifted child” means a school-age person as defined in Sec. 22-13-6(D)
NMSA 1978 whose intellectual ability paired with subject matter
aptitude/achievement, creativity/divergent thinking, or
problem-solving/critical thinking meets the eligibility criteria in 6.31.2.12
NMAC and for whom a properly constituted IEP team determines that special
education services are required to meet the child’s educational needs.
B. Qualifying
areas defined.
(1) “Intellectual ability” means a score two standard deviations above
the mean as defined by the test author on a properly administered intelligence
measure. The test administrator must also consider the standard error of
measure (SEM) in the determination of whether or not criteria have been met in
this area.
(2) “Subject matter
aptitude/achievement” means superior academic performance on a total subject
area score on a standardized measure, or as documented by information from
other sources as specified in Paragraph (2) of Subsection C of 6.31.2.12 NMAC.
(3) “Creativity/divergent
thinking” means outstanding performance on a test of creativity/ divergent
thinking, or in creativity/divergent thinking as documented by information from
other sources as specified in Paragraph (2) of Subsection C of 6.31.2.12 NMAC.
(4)
“Problem-solving/critical thinking” means outstanding performance on a
test of problem-solving/critical thinking, or in problem-solving/critical
thinking as documented by information from other sources as specified in
Paragraph (2) of Subsection B of 6.31.2.12 NMAC.
(5) For students with “factors”
as specified in Paragraph (2) of Subsection E of 6.31.2.12 NMAC, the impact of
these factors shall be documented and alternative methods will be used to
determine the student’s eligibility.
C. Evaluation procedures for gifted
children.
(1) Each district must establish a child find
procedure that includes a screening and referral process for students in public
school who may be gifted.
(2) Analysis of
data. The identification of a student as
gifted shall include documentation and analysis of data from multiple sources
for subject matter aptitude/achievement, creativity/divergent thinking, and
problem solving/critical thinking including:
(a)
standardized measures, as specified in Subsection B of 6.31.2.12 NMAC,
and
(b)
information regarding the child’s abilities from other sources, such as
collections of work, audio/visual tapes, judgment of work by qualified
individuals knowledgeable about the child’s performance (e.g., artists,
musicians, poets and historians, etc.), interviews, or observations.
(3) The child’s ability
shall be assessed in all four areas specified in Subsection B of 6.31.2.12
NMAC.
D. Standard method for
identification. Under the standard
method for identification, students will be evaluated in the areas of
intellectual ability, subject matter aptitude/achievement, creativity/divergent
thinking, and problem solving/critical thinking. A student who meets the criteria established
in Subsection B of 6.31.2.12 for intellectual ability and also meets the
criteria in one or more of the other areas will qualify for consideration of
service. A properly constituted IEP
team, including someone who has knowledge of gifted education, will determine
if special education services are required to meet the child’s educational
needs.
E. Alternative method for
identification.
(1) A district may apply
to the public education department to utilize an alternative protocol for all
students. Eligibility of a student will
then be determined by a properly administered and collected,
department-approved alternative protocol designed to evaluate a student’s
intellectual ability, subject matter aptitude/achievement, creativity/divergent
thinking, and problem solving /critical thinking.
(2) If an accurate
assessment of a child’s ability may be affected by factors including cultural background,
linguistic background, socioeconomic status or disability condition(s), an
alternative protocol as described in Paragraph (1) of Subsection E of 6.31.2.12
NMAC will be used in all districts to determine the student’s eligibility. The impact of these factors shall be
documented by the person(s) administering the alternative protocol.
(3) The student
assistance team (SAT) process requirements will not apply to students who meet
the criteria established by the alternative protocols. When a student’s overall demonstrated
abilities are very superior (as defined by the alternative protocol author), a
properly constituted IEP team, including someone who has knowledge of gifted
education, will determine if special education services are required to meet
the child’s educational needs.
F. Applicability of rules to gifted
children.
(1) All definitions,
policies, procedures, assurances, procedural safeguards and services identified
in 6.31.2 NMAC for school-aged children with disabilities apply to school-aged
gifted children within the educational jurisdiction of each local school
district, including children in charter schools within the district, except:
(a)
the requirements of 6.31.2.8 NMAC through 6.31.2.10 NMAC and Subsections
J, K and L of 6.31.2.11 NMAC regarding child find, evaluations and services for
private school children with disabilities, children with disabilities in
state-supported educational programs, children with disabilities in detention
and correctional facilities and children with disabilities who are schooled at
home;
(b)
the requirements of 34 CFR Secs. 300.530-300.536, Subsection I of
6.31.2.13 NMAC and 6.11.2.10 and 6.11.2.11 NMAC regarding disciplinary changes
of placement for children with disabilities; and
(c)
the requirements of 34 CFR Secs. 300.43, 300.320(b) and 6.31.2.11(G)(2)
regarding transition planning. Students
identified as gifted must meet the requirements at Subsection B of 22-13-1.1
NMSA 1978, which is the next step plan for students without disabilities.
(2) Assuming appropriate
evaluations, a child may properly be determined to be both gifted and a child
with a disability and be entitled to a free appropriate public education for
both reasons. The rules in this section
6.31.2.12 NMAC apply only to gifted children.
(3) Nothing in these
rules shall preclude a school district or a charter school within a district
from offering additional gifted programs for children who fail to meet the
eligibility criteria. However, the state
shall only provide funds under Section 22-8-21 NMSA 1978 for department
approved gifted programs for those students who meet the established criteria.
G. Advisory committees.
(1) Each school district
offering a gifted education program shall create one or more advisory
committees of parents, community members, students and school staff
members. The school district may create
as many advisory committees as there are high schools in the district or may
create a district-wide advisory committee.
(2) The membership of
each advisory committee shall reflect the cultural diversity of the enrollment
of the school district or the schools the committee advises. Representation from all schools the committee
is advising is required.
(3) Purposes. The advisory committee shall:
(a) regularly review the
goals and priorities of the gifted program, including the operational plans for
student identification, evaluation, placement and service delivery;
(b)
demonstrate support for the gifted program;
(c)
provide information regarding the impact that cultural background,
linguistic background, socioeconomic status and disability conditions within
the community may have on the child referral, identification, evaluation and
service delivery processes;
(d)
advocate for children who have been under-represented in gifted services
due to cultural or linguistic background, socioeconomic status, or disability
conditions, in order to ensure that these children have equal opportunities to
benefit from services for gifted students; and
(e)
meet three or more times per year at regular intervals.
(4) Formal documentation
of committee membership, activities and recommendations shall be
maintained. If proposals are made by the
committee to address any of the purposes as listed in Subsection G(3) of
6.31.2.12 NMAC, they shall be submitted in writing to the district
administration. The administration shall
respond in writing to any proposed actions before the next scheduled meeting of
the advisory committee.
[6.31.2.12 NMAC - Rp,
6.31.2.12 NMAC, 6/29/07]
6.31.2.13 ADDITIONAL
RIGHTS OF PARENTS, STUDENTS AND PUBLIC AGENCIES:
A. General responsibilities of public
agencies. Each public agency shall
establish, implement and maintain procedural safeguards that meet the
requirements of 34 CFR Secs. 300.500-300.536, and all other applicable requirements
of these or other department rules and standards.
B. Examination of records. Each public agency shall afford the parents
of a child with a disability an opportunity to inspect and review all education
records related to the child in compliance with 34 CFR Secs. 300.501(a),
300.613-300.620, 34 CFR Part 99, and any other applicable requirements of these
or other department rules and standards.
C. Parent and student participation in
meetings. Each public agency shall
afford the parents of a child with a disability and, as appropriate, the child,
an opportunity to participate in meetings with respect to the identification,
evaluation and educational placement or the provision of FAPE to the child, in
compliance with 34 CFR Secs. 300.322, 300.501(b) and (c), and any other
applicable requirements of these or other department rules and standards.
D. Notice requirements.
(1) Notice of
meetings. Each public agency shall
provide the parents of a child with a disability with advance written notice
that complies with 34 CFR Sec. 300.322 for IEP meetings and any other meetings
in which the parent has a right to participate pursuant to 34 CFR Sec. 300.501.
(2) Notice of agency
actions proposed or refused. A public
agency must give written notice that meets the requirements of 34 CFR Sec.
300.503 to the parents of a child with a disability a reasonable time before
the agency proposes or refuses to initiate or change the identification,
evaluation or educational placement of the child or the provision of FAPE to
the child. If the notice relates to a
proposed action that also requires parental consent under 34 CFR Sec. 300.300,
the agency may give notice at the same time it requests parental consent.
(3) Notice of procedural
safeguards. A copy of the procedural
safeguards available to the parents of a child with a disability must be given
to the parents, only one time a school year, except that a copy must be given
to the parents, (a) upon initial referral for evaluation; (b) upon receipt of
the first state complaint under 34 CFR Secs. 300.151-300.153; (c) upon receipt
of the first due process complaint under 34 CFR Sec. 300.507 of the school
year; (d) in accordance with the discipline procedures in 34 CFR Sec.
300.530(h); and (e) upon request of the parents. The notice must meet all requirements of 34
CFR Sec. 300.504, including the requirement to inform the parents of their
obligation under 34 CFR Sec. 300.148 to notify the public agency if they intend
to enroll the child in a private school or facility and seek reimbursement from
the public agency. A public agency may
place a current copy of the procedural safeguards notice on its internet
website if a website exists.
E. Communications in understandable
language. Pursuant to 34 CFR Secs.
300.9(a), 300.322(e), 300.503(c) and 300.504(d), each public agency must
communicate with parents in understandable language, including the parent’s
native language or other mode of communication, unless it is clearly not
feasible to do so, if necessary for understanding, in IEP meetings, in written
notices and in obtaining consent where consent is required.
F. Parental consent.
(1) Informed parental
consent as defined in 34 CFR Sec. 300.9 must be obtained in compliance with 34
CFR Sec. 300.300 before (a) conducting an initial evaluation or reevaluation;
and (b) initial provision of special education and related services to a child
with a disability. Consent for initial
evaluation must not be construed as consent for initial provision of special
education and related services. If
parental consent is not provided for the initial evaluation or the parent fails
to respond to a request to provide consent, the public agency may, but is not
required to, pursue the initial evaluation of the child by utilizing the due
process and mediation procedures in Subsection I of 6.31.2.13 NMAC.
(2) Pursuant to 34 CFR
Sec. 300.300(d)(1), parental consent is not required before (a) reviewing
existing data as part of an evaluation or a reevaluation; or (b) administering
a test or other evaluation that is administered to all children unless, before
administration of that test or evaluation, consent is required of parents of
all children.
(3) Pursuant to 34 CFR Sec. 300.300(b), if the
parents of a child with a disability refuse consent for the initial provision
of special education and related services, the public agency may not use the
due process and mediation procedures in Subsection I of 6.31.2.13 NMAC in order
to obtain agreement or a ruling that the services may be provided to the
child. If the parent refuses consent or
fails to respond to a request to provide consent for the initial provision of
special education and related services, the public agency will not be
considered to be in violation of the requirement to make FAPE available to the
child and is not required to convene an IEP team meeting or develop an IEP
under 34 CFR Secs. 300.320 and 300.324.
All provisions of 34 CFR Sec. 300.300 must be followed with respect to
parental consent.
(4) Pursuant to 34 CFR
Sec. 300.300(c)(2), informed parental consent need not be obtained for
reevaluation if the public agency can demonstrate that it has taken reasonable
measures to obtain that consent by using procedures consistent with those in 34
CFR Sec. 300.322(d) and the child’s parent has failed to respond.
(5) Pursuant to 34 CFR
Sec. 300.300(d)(3), a public agency may not use a parent’s refusal to consent
to one service or activity for which consent is required to deny the parent or
child any other service, benefit or activity of the public agency, except as
required by 34 CFR Part 300.
G. Conflict management and resolution.
(1) Each public agency shall seek to establish
and maintain productive working relationships with the parents of each child
the agency serves and to deal constructively with disagreements. Toward that end, each public agency is
strongly encouraged to provide appropriate training for staff and parents in
skills and techniques of conflict prevention and management and dispute
resolution, and to utilize an informal dispute resolution method as set forth
under Subparagraph (a) of Paragraph (2) of Subsection G of 6.31.2.13 NMAC to
resolve disagreements at the local level whenever practicable.
(2) Spectrum of dispute
resolution options. To facilitate dispute prevention as well as swift, early conflict
resolution whenever possible, the department and the public agency shall ensure
that the following range of dispute resolution options is available to parents
and public agency personnel.
(a)
Informal dispute resolution option. If a disagreement arises between
parents and a public agency over a student's IEP or educational program, either
the parents or the public agency may convene a new IEP meeting at any time to
attempt to resolve their differences at the local level, without state-level
intervention.
(b)
Third-party assisted intervention. The special education bureau (SEB) of
the department will ensure that mediation is available to parents and public
agencies who request such third-party assisted intervention before filing a
state-level complaint or a request for a due process hearing. The SEB will
honor a request for mediation that:
(i)
is in writing;
(ii) is submitted to the SEB;
(iii) is a mutual request signed by both parties
or their designated representatives;
(iv)
includes a statement of the matter(s) in dispute and a description of
any previous attempts to resolve these matters at the local level; and
(v)
any request that does not contain all of these elements will be
declined, with an explanation for the SEB's decision and further guidance, as
appropriate.
(c)
Formal dispute resolution.
(i)
A state-level complaint may be filed with the SEB of the department by
the parents of a child, or by another individual or organization on behalf of a
child, as described under Subparagraph (a) of Paragraph (2) of Subsection H of
6.31.2.13 NMAC. Once a complaint has been filed, the responding public agency
must offer in writing to convene a CAIEP meeting with the parents(s) and other
relevant members of the IEP team to address any IEP-related issues raised in
the complaint. The parent may accept or decline this offer, or the parties may
agree to convene a FIEP meeting or mediation instead, as described under
Paragraph (3) of Subsection H of 6.31.2.13 NMAC.
(ii)
A request for a due process hearing may be filed by parents or their
authorized representative, or by a public agency, as described under Paragraph
(5) of Subsection I of 6.31.2.13 NMAC. A resolution session between the parties
must be convened by the public agency following a request for a due process
hearing, unless the parties agree in writing to waive that option or to convene
a FIEP meeting or mediation instead, as described under Paragraph (8) of
Subsection I of 6.31.2.13 NMAC.
(d)
The Mediation Procedures Act does not apply to mediations conducted
under 6.31.2 NMAC.
H. State complaint procedures.
(1) Scope. This Subsection H of 6.31.2.13 NMAC
prescribes procedures to be used in filing and processing complaints alleging
the failure of the department or a public agency to comply with state or
federal laws or regulations governing programs for children with disabilities
under the IDEA or with state statutes or regulations governing educational
services for gifted children.
(2) Requirements for
complaints.
(a)
The SEB of the department shall accept and investigate complaints from
organizations or individuals that raise issues within the scope of this
procedure as defined in the preceding Paragraph (1) of Subsection H of
6.31.2.13 NMAC. The complaint must: (i) be in writing; (ii) be submitted to the
SEB (or to the secretary of education, in the case of a complaint against the
department); (iii) be signed by the complainant or a designated representative
and have the complainant’s contact information; (iv) include a statement that
the department or a public agency has violated a requirement of an applicable
state or federal law or regulation; and (v) contain a statement of the facts on
which the allegation of violation is based, and a description of any efforts
the complainant has made to resolve the complaint issue(s) with the agency (for
a complaint against a public agency). Any complaint that does not contain each
of these elements will be declined, with an explanation for the SEB's decision
and further guidance, as appropriate.
(b) If the complaint
alleges violations with respect to a specific child, the complaint must include
the information required by 34 CFR 300.153(b)(4).
(c)
The party filing the complaint must forward a copy of the complaint to
the public agency serving the child at the same time the party files the
complaint with the SEB of the department.
(d)
Pursuant to 34 CFR Sec. 300.153(c), the complaint must allege a violation
that occurred not more than one year before the date the complaint is received
by the SEB in accordance with Subparagraph (a) of Paragraph (2) of Subsection H
of 6.31.2.13 NMSAC.
(3) Preliminary meeting.
(a) CAIEP meeting. Upon receipt of a complaint
that meets the requirements of Subparagraph (a) of Paragraph (2) of Subsection
H of 6.31.2.13 NMAC, the SEB of the department shall acknowledge receipt of the
complaint in writing and notify the public agency against which the violation
has been alleged. Once a state-level complaint has been filed, the public
agency shall offer in writing to convene a CAIEP meeting to address IEP-related
issues raised in the complaint. The parent(s) may accept or decline this offer,
or the parties may agree in writing instead to convene a FIEP meeting or
mediation, as described in Subparagraph (b) of Paragraph (3) of Subsection H of
6.31.2.13 NMAC. The public agency must
(and the parent(s) may) notify the SEB within one business day of agreeing to
convene (or not to convene) one of these alternative dispute resolution (ADR)
options. If the parties agree to convene a CAIEP meeting, as described at
Paragraph D(1) of 6.31.2.7 NMAC, the following requirements apply:
(i)
it must take place within 14 days of the date of the SEB's receipt of
the complaint;
(ii)
it must include the relevant members of the IEP team who have specific
knowledge of the facts identified in the complaint; and
(iii) it may not include an attorney of the
public agency unless the parent is accompanied by an attorney.
(b)
FIEP meeting: mediation. Parties
to a state-level complaint may choose to convene a FIEP meeting or mediation
instead of a CAIEP meeting. To do so, the public agency must (and the parent
may) notify the SEB of the department in writing within 1 business day of
reaching their decision to jointly request one of these ADR options. A FIEP
meeting or mediation shall be completed not later than 14 days from the date of
the SEB's written acknowledgement of the complaint, unless a brief extension is
granted by the SEB based on exceptional circumstances. Each session in the FIEP
or mediation process must be scheduled in a timely manner and must be held in a
location that is convenient to the parties to the complaint.
(c)
Mediation requirements. If the parties choose to use mediation, the
following requirements apply.
(i)
Discussions that occur during the mediation process must be confidential
and may not be used as evidence in any subsequent due process hearings or civil
proceedings.
(ii)
Any mediated agreement must state that all discussions that occurred
during the mediation process shall be confidential and may not be used as
evidence in any subsequent due process hearing or civil proceeding. Any such
agreement must also be signed by both the parent and a representative of the
agency who has the authority to bind such agency, and shall be enforceable in
any state court of competent jurisdiction or in a district court of the United
States.
(iii) If a mediated agreement involves
IEP-related issues, the agreement must state that the public agency will
subsequently convene an IEP meeting to inform the student's service providers of
their responsibilities under that agreement, and revise the student's IEP
accordingly.
(iv)
The mediator shall transmit a copy of the written mediation agreement to
each party within 7 days of the meeting at which the agreement was concluded. A
mediation agreement involving a claim or issue that later goes to a due process
hearing may be received in evidence if the hearing officer rules that part or
all of the agreement is relevant to one or more IDEA issues that are properly
before the hearing officer for decision.
(v)
Each session in the mediation process must be scheduled in a timely
manner and must be held in a location that is convenient to the parties to the
dispute.
(vi)
Any other requirement provided in 34 CFR 300.506(b) that is not
otherwise provided herein.
(4) Complaints and due
process hearings on the same issues. Pursuant to 34 CFR Sec. 300.152(c).
(a)
The SEB of the department shall set aside any part of a written
complaint that is also the subject of a due process hearing under Subsection I
of 6.31.2.13 NMAC until the conclusion of the hearing and any civil action. Any
issue in the complaint that is not a part of the due process hearing or civil
action will be resolved by the SEB as provided in Subsection H of 6.31.2.13
NMAC.
(b)
If an issue is raised in a complaint that has previously been decided in
a due process hearing involving the same parties, the hearing decision is
binding and the SEB must inform the complainant to that effect.
(c)
A complaint alleging a public agency's failure to implement a due
process decision will be resolved by the SEB as provided in this Subsection H
of 6.31.2.13 NMAC.
(5) Complaints against
public agencies.
(a)
Impartial review. Upon receipt of a complaint that meets the
requirements of Paragraph (2) of Subsection H of 6.31.2.13 NMAC above, the SEB
of the department shall:
(i)
undertake an impartial investigation which shall include complete review
of all documentation presented and may include an independent on-site
investigation, if determined necessary by the SEB;
(ii)
give the complainant the opportunity to submit additional information,
either orally or in writing, about the allegations in the complaint;
(iii) provide the public agency with the
opportunity to respond to the allegations in the complaint; and
(iv)
review all relevant information and make an independent determination as
to whether the public agency is violating a requirement of an applicable state
or federal statute or regulation.
(b)
Decision. A written decision which includes findings of fact,
conclusions, and the reasons for the decision and which addresses each
allegation in the complaint shall be issued by the SEB and mailed to the
parties within sixty (60) days of receipt of the written complaint, regardless
of whether or not the parties agree to convene a CAIEP meeting, a FIEP meeting,
or mediation. Such decision shall further include procedures for effective
implementation of the final decision, if needed, including technical
assistance, negotiations, and if corrective action is required, such action
shall be designated and shall include the timeline for correction and the
possible consequences for continued noncompliance.
(c)
Failure or refusal to comply. If the public agency fails or refuses to
comply with the applicable law or regulations, and if the noncompliance or
refusal to comply cannot be corrected or avoided by informal means, compliance
may be effected by the department by any means authorized by state or federal
laws or regulations. The department shall retain jurisdiction over the issue of
noncompliance with the law or regulations and shall retain jurisdiction over
the implementation of any corrective action required.
(6) Complaints against
the department. If the complaint
concerns a violation by the department and:
is submitted in writing to the secretary of education; is signed by the
complainant or a designated representative; includes a statement that the
department has violated a requirement of an applicable state or federal law or
regulation; contains a statement of facts on which the allegation of violation
is based, and otherwise meets the requirements of Paragraph (2) of Subsection H
of 6.31.2.13 NMAC, the secretary of education or designee shall appoint an
impartial person or impartial persons to conduct an investigation.
(a)
Investigation. The person or persons appointed shall: acknowledge receipt of the complaint in
writing; undertake an impartial investigation which shall include a complete
review of all documentation presented and may include an independent onsite
investigation, if necessary; give the complainant the opportunity to submit
additional information, either orally or in writing, about the allegations in
the complaint; provide the department with the opportunity to respond to the
complaint; and review all relevant information and make an independent
determination as to whether the department is violating a requirement of an
applicable state or federal statute or regulation.
(b)
Decision. A written decision, including findings of fact, conclusions,
recommendations for corrective action, and the reasons for the decision and
addressing each allegation in the complaint, shall be issued by the person or
persons appointed pursuant to this paragraph and mailed to the parties within
sixty (60) days of receipt of the written complaint. The person appointed pursuant to this
paragraph has no authority to order rulemaking by the department.
(7) Extension of time
limit. An extension of the time limit under Subparagraph (b) of Paragraph (5)
or Subparagraph (b) of Paragraph (6) of this Subsection H of 6.31.2.13 NMAC
shall be permitted by the SEB of the department only if exceptional
circumstances exist with respect to a particular complaint or if the parent or
any other party filing a complaint and the public agency involved agree to
extend the time to engage in mediation or a CAIEP or FIEP meeting.
(8) Conflicts with federal laws or
regulations. If any federal law or regulation governing any federal program
subject to this regulation affords procedural rights to a complainant which
exceed those set forth in Subsection H of 6.31.2.13 NMAC for complaints within
the scope of these rules, such statutory or regulatory right(s) shall be
afforded to the complainant. In acknowledging receipt of such a complaint, the
SEB shall set forth the procedures applicable to that complaint.
I. Due process hearings.
(1) Scope. This
Subsection I of 6.31.2.13 NMAC establishes procedures governing impartial due
process hearings for the following types of cases:
(a)
requests for due process in IDEA cases governed by 34 CFR Secs.
300.506-300.518 and 300.530-300.532; and
(b)
claims for gifted services.
(2) Definitions. In
addition to terms defined in 34 CFR Part 300 and 6.31.2.7 NMAC, the following
definitions apply to this Subsection I of 6.31.2.13 NMAC.
(a)
"Expedited hearing" means a hearing that is available on
request by a parent or a public agency under 34 CFR Secs. 300.532(c) and is
subject to the requirements of 34 CFR Sec. 300.532(c).
(b)
"Gifted services" means special education services to gifted
children as defined in Subsection A of 6.31.2.12 NMAC.
(c)
"Summary due process hearing" means a hearing designed to
proceed more quickly and incur less expense than a standard due process
hearing, as explained under Paragraph (15) of Subsection I of 6.31.2.13 NMAC.
(d)
"Transmit" means to mail, send by electronic mail or
telecopier (facsimile machine) or hand deliver a written notice or other
document and obtain written proof of delivery by one of the following means:
(i)
an electronic mail system's confirmation of a completed transmission to
an e-mail address that is shown to be valid for the individual to whom the
transmission was sent;
(ii)
a telecopier machine's confirmation of a completed transmission to a
number which is shown to be valid for the individual to whom the transmission
was sent;
(iii) a receipt from a commercial or government
carrier showing to whom the article was delivered and the date of delivery;
(iv)
a written receipt signed by the secretary of education or designee
showing to whom the article was hand-delivered and the date delivered; or
(v)
a due process final decision to any party not represented by counsel in
a due process hearing by the U.S. postal service, certified mail, return
receipt requested, showing to whom the articles was delivered and the date of
delivery.
(3) Bases for requesting hearing.
A parent or public agency may initiate an impartial due process hearing on the
following matters:
(a)
the public agency proposes to initiate or change the identification,
evaluation, or educational placement of the child or the provision of FAPE to
the child;
(b)
the public agency refuses to initiate or change the identification,
evaluation or educational placement of the child or the provision of FAPE to
the child;
(c) the public agency
proposes or refuses to initiate or change the identification, evaluation or
educational placement of, or services to, a child who needs or may need gifted
services;
(d)
an IDEA due process hearing provides a forum for reviewing the
appropriateness of decisions regarding the identification, evaluation,
placement or provision of a free appropriate public education for a particular
child with a disability by the public agency that is or may be responsible
under state law for developing and implementing the child's IEP or ensuring
that a FAPE is made available to the child; the IDEA does not authorize due
process hearing officers to consider claims asserting that the department
should be required to provide direct services to a child with a disability
pursuant to 20 USC Sec. 1413(g)(1) and 34 CFR Sec. 300.227 because the
responsible public agency is unable to establish and maintain appropriate
programs of FAPE, or that the department has failed to adequately perform its
duty of general supervision over educational programs for children with
disabilities in New Mexico; accordingly, a due process hearing is not the
proper forum for consideration of such claims and the department will decline to
refer such claims against it to a hearing officer; such claims may be presented
through the state-level complaint procedure under Subsection H of 6.31.2.13
NMAC above.
(4) Bases for requesting
expedited hearing.
(a) Pursuant to 34 CFR
Sec. 300.532 and 20 USC Sec. 1415(k)(3), a parent may request an expedited
hearing to review any decision regarding placement or a manifestation
determination under 34 CFR Secs. 300.530-300.531.
(b) Pursuant to 34 CFR Sec. 300.532(c) and 20
USC Sec. 1415(k)(3), a public agency may request an expedited hearing if it
believes that maintaining the current placement of a child is substantially
likely to result in injury to the child or others.
(5) Request for hearing.
A parent requesting a due process hearing shall transmit written notice of the
request to the public agency whose actions are in question and to the SEB of
the department. A public agency requesting a due process hearing shall transmit
written notice of the request to the parent(s) and to the SEB of the
department. The written request shall state with specificity the nature of the
dispute and shall include:
(a)
the name of the child;
(b)
the address of the residence of the child (or available contact
information in the case of a homeless child);
(c)
the name of the school the child is attending;
(d) the name of the
public agency, if known;
(e)
the name, address and telephone number(s) of the party making the
request (or available contact information in the case of a homeless party) and,
if the party is represented by an attorney or advocate, the name, address and
telephone number(s) of the attorney or advocate;
(f)
a description of the nature of the problem of the child relating to the
proposed or refused initiation or change, including facts relating to the
problem;
(g)
a description of efforts the parties have made to resolve their dispute
at the local level before filing a request for due process; and
(h) a proposed resolution of the problem to
the extent known and available to the party requesting the hearing at the time;
(i)
a request for an expedited hearing must also include a statement of
facts sufficient to show that a requesting parent or public agency is entitled
to an expedited hearing under 34 CFR Secs. 300.532(c) or 20 USC Sec.
1415(k)(3);
(j)
a request for a hearing must be in writing and signed and dated by the
parent or the authorized public agency representative; an oral request made by
a parent who is unable to communicate by writing shall be reduced to writing by
the public agency and signed by the parent;
(k)
a request for hearing filed by or on behalf of a party who is
represented by an attorney or advocate shall include a sufficient statement
authorizing the representation; a written statement on a client's behalf that
is signed by an attorney who is subject to discipline by the New Mexico supreme
court for a misrepresentation shall constitute a sufficient authorization;
representation by other advocates must be specifically authorized in a writing
signed by the party being represented; and
(l)
a party may not have a hearing on a due process complaint until the
party, or the attorney representing the party, files a due process complaint
that meets the requirements of this paragraph.
(6) Response to request
for hearing.
(a)
A request for a hearing shall be deemed to be sufficient unless the
party receiving the notice of request notifies the hearing officer and the
other party in writing that the receiving party believes the request has not
met the requirements of Paragraph (5) of Subsection I of 6.31.2.13 NMAC.
(b)
Public agency response.
(i)
In general. If the public agency has not sent a prior written notice to
the parent regarding the subject matter contained in the parent's due process
hearing request, such public agency shall, within 10 days of its receipt of the
request, send to the parent a response that meets the requirements of 34 CFR
Sec. 300.508(e) and 20 USC Sec. 1415(c)(2)(B)(i). This requirement presents an
additional opportunity for parties to clarify and potentially resolve their
dispute(s).
(ii)
Sufficiency. A response filed by a public agency pursuant to (i) of
Subparagraph (b) of Paragraph (6) shall not be construed to preclude such
public agency from asserting that the parent's due process hearing request was
insufficient where appropriate.
(c)
Other party response. Except as provided in Subparagraph (b) of
Paragraph (6) of Subsection I of 6.31.2.13 NMAC above, the non-complaining
party shall, within 10 days of its receipt of the request for due process, send
to the requesting party a response that specifically addresses the issues
raised in the hearing request. This requirement also presents an opportunity to
clarify and potentially resolve disputed issues between the parties.
(d)
A party against whom a due process hearing request is filed shall have a
maximum of 15 days after receiving the request to provide written notification
to the hearing officer of insufficiency under Subparagraph (a) of Paragraph (6)
of Subsection I of 6.31.2.13 NMAC. The
15 day timeline for the public agency to convene a resolution session under
Paragraph (8) of Subsection I of 6.31.2.13 NMAC below runs at the same time as
the 15 day timeline for filing notice of insufficiency.
(e)
Determination. Within five days of receipt of a notice of insufficiency
under Subparagraph (d) of Paragraph (6) of Subsection I of 6.31.2.13 NMAC
above, the hearing officer shall make a determination on the face of the due
process request of whether it meets the requirements of Paragraph (5) of Subsection
I of 6.31.2.13 NMAC, and shall immediately notify the parties in writing of
such determination.
(f)
Amended due process request. A party may amend its due process request
only if:
(i) the other party consents in writing to
such amendment and is given the opportunity to resolve the complaint through a
meeting held pursuant to Paragraph (8) of Subsection I of 6.31.2.13 NMAC; or
(ii)
the hearing officer grants permission, except that the hearing officer
may only grant such permission at any time not later than 5 days before a due
process hearing occurs.
(g)
Applicable timeline. The applicable timeline for a due process hearing
under this part shall recommence at the time the party files an amended notice,
including the timeline under Paragraph (8) of Subsection I of 6.31.2.13 NMAC.
(7) Duties of the SEB of
the department. Upon receipt of a written request for due process, the SEB
shall:
(a)
appoint a qualified and impartial hearing officer who meets the
requirements of 34 CFR Sec. 300.511(c) and 20 USC Sec. 1415(f)(3)(A);
(b) arrange for the appointment of a qualified
and impartial mediator or IEP facilitator pursuant to 34 CFR Sec. 300.506 to
offer ADR services to the parties;
(c)
inform the parent in writing of any free or low-cost legal and other
relevant services available in the area; the SEB shall also make this
information available whenever requested by a parent; and
(d)
inform the parent that in any action or proceeding brought under 20 USC
Sec. 1415, a state or federal court, in its discretion and subject to the
further provisions of 20 USC Sec. 1415(g)(3)(b) and 34 CFR Sec. 300.517, may
award reasonable attorneys' fees as part of the costs to a prevailing party;
(e)
the SEB shall also:
(i)
keep a list of the persons who serve as hearing officers and a statement
of their qualifications;
(ii) appoint another hearing officer if the
initially appointed hearing officer excuses himself or herself from service;
(iii) ensure that mediation and FIEP meetings
are considered as voluntary and are not used to deny or delay a parent's right
to a hearing; and
(iv)
ensure that within forty-five (45) days of commencement of the timeline
for a due process hearing, a final written decision is reached and a copy
transmitted to the parties, unless one or more specific extensions of time have
been granted by the hearing officer at the request of either party (or at the
joint request of the parties, where the reason for the request is to allow the
parties to pursue an ADR option);
(f)
following the decision, the SEB shall, after deleting any personally
identifiable information, transmit the findings and decision to the state IDEA
advisory panel and make them available to the public upon request.
(8) Preliminary meeting.
(a)
Resolution session. Before the opportunity for an impartial due process
hearing under Paragraphs (3) or (4) of Subsection I of 6.31.2.13 NMAC above, the
public agency shall convene a resolution session with the parents and the
relevant member or members of the IEP team who have specific knowledge of the
facts identified in the due process request, unless the parents and the public
agency agree in writing to waive such a meeting, or agree to use the FIEP or
mediation process instead. The resolution session:
(i)
shall occur within 15 days of the respondent's receipt of a request for
due process;
(ii) shall include a
representative of the public agency who has decision-making authority on behalf
of that agency;
(iii) may not include an attorney of the public
agency unless the parent is accompanied by an attorney; and
(iv)
shall provide an opportunity for the parents of the child and the public
agency to discuss the disputed issue(s) and the facts that form the basis of
the dispute, in order to attempt to resolve the dispute;
(v)
if the parties desire to have their discussions in the resolution
session remain confidential, they may agree in writing to maintain the
confidentiality of all discussions and that such discussions can not later be
used as evidence in the due process hearing or any other proceeding; and
(vi)
if an agreement is reached following a resolution session, the parties
shall execute a legally binding agreement that is signed by both the parent and
a representative of the agency who has the authority to bind that agency, and
which is enforceable in any state court of competent jurisdiction or in a
district court of the United States; if the parties execute an agreement
pursuant to a resolution session, a party may void this agreement within three
business days of the agreement's execution; further, if the resolution session
participants reach agreement on any IEP-related matters, the binding agreement
must state that the public agency will subsequently convene an IEP meeting to
inform the student's service providers of their responsibilities under that
agreement, and revise the student's IEP accordingly.
(b) FIEP meeting; mediation. Parties to a due
process hearing may choose to convene a FIEP meeting or mediation instead of a
resolution session. To do so, the party filing the request for the hearing must
(and the responding party may) notify the hearing officer in writing within one
business day of the parties' decision to jointly request one of these options.
A FIEP meeting or mediation shall be completed not later than 14 days after the
assignment of the IEP facilitator or mediator by the SEB, unless, upon joint
request by the parties, an extension is granted by the hearing officer. Each
session in the FIEP or mediation process must be scheduled in a timely manner
and must be held in a location that is convenient to the parties to the
hearing. The requirements for mediation, as set forth at Subparagraph (c) of
Paragraph (3) of Subsection H of 6.31.2.13 NMAC, apply to mediation in this
context, as well.
(c)
Applicable timelines.
(i)
If the parties agree to convene
a resolution session, the applicable timelines for the due process hearing
shall be suspended for up to 30 days from the date the due process request was
received by the SEB (except in the case of an expedited hearing), and the
meeting shall proceed according to the requirements set forth under
Subparagraph (a) of Paragraph (8) of Subsection I of 6.31.2.13 NMAC above.
(ii)
If the parties agree to convene a FIEP meeting or mediation, the public
agency shall contact the person or entity identified by the SEB to arrange for
mediation or a FIEP meeting, as appropriate. Except for expedited hearings, the
parties to the FIEP meeting or mediation process may jointly request that the
hearing officer grant a specific extension of time for the prehearing
conference and for completion of the hearing beyond the 45 day period for
issuance of the hearing decision. The hearing officer may grant such extensions
in a regular case but may not exceed the 45 day deadline in an expedited case.
(iii) If the parties agree to waive all
preliminary meeting options and proceed with the due process hearing, the
hearing officer shall send written notification to the parties that the
applicable timelines for the due process hearing procedure shall commence as of
the date of that notice. The hearing officer shall thereafter proceed with the
prehearing procedures, as set forth under Paragraph (12) of Subsection I of 6.31.2.13
NMAC.
(d)
Resolution. Upon resolution of the dispute, the party who requested the
due process hearing shall transmit a written notice informing the hearing
officer and the SEB that the matter has been resolved and withdrawing the
request for hearing. The hearing officer shall transmit an appropriate order of
dismissal to the parties and the SEB.
(e)
Hearing. If the parties convene a resolution session and they have not
resolved the disputed issue(s) within 30 days of the receipt of the due process
request by the SEB in a non-expedited case, the public agency shall (and the
parents may) notify the hearing officer in writing within one business day of
reaching this outcome. The hearing officer shall then promptly notify the
parties in writing that the due process hearing shall proceed and all
applicable timelines for a hearing under this part shall commence as of the
date of such notice.
(f)
Further adjustments to the timelines may be made as provided in 34 CFR
Sec. 300.510(b) and (c).
(g)
The resolution of disputes by mutual agreement is strongly encouraged
and nothing in these rules shall be interpreted as prohibiting the parties from
engaging in settlement discussions at any time before, during or after an ADR
meeting, a due process hearing or a civil action.
(9) Hearing officer
responsibility and authority. Hearing
officers shall conduct proceedings under these rules with due regard for the
costs and other burdens of due process proceedings for public agencies, parents
and students. In that regard, hearing
officers shall strive to maintain a reasonable balance between affording
parties a fair opportunity to vindicate their IDEA rights and the financial and
human costs of the proceedings to all concerned. Accordingly, each hearing officer shall
exercise such control over the parties, proceedings and the hearing officer's
own practices as he deems appropriate to further those ends under the
circumstances of each case. In
particular, and without limiting the generality of the foregoing, the hearing
officer, at the request of a party or upon the hearing officer's own initiative
and after the parties have had a reasonable opportunity to express their views
on disputed issues:
(a)
shall ensure by appropriate orders that parents and their duly
authorized representatives have timely access to records and information under
the public agency's control which are reasonably necessary for a fair
assessment of the IDEA issues raised by the requesting party;
(b)
shall limit the issues for hearing to those permitted by the IDEA which
the hearing officer deems necessary for the protection of the rights that have
been asserted by the requesting party in each case;
(c)
may issue orders directing the timely production of relevant witnesses,
documents or other information within a party’s control, protective orders or
administrative orders to appear for hearings, and may address a party's
unjustified failure or refusal to comply by appropriate limitations on the
claims, defenses or evidence to be considered;
(d) shall exclude
evidence that is irrelevant, immaterial, unduly repetitious or excludable on
constitutional or statutory grounds or on the basis of evidentiary privilege
recognized in federal courts or the courts of New Mexico; and
(e)
may issue such other orders and make such other rulings, not
inconsistent with express provisions of these rules or the IDEA, as the hearing
officer deems appropriate to control the course, scope and length of the proceedings
while ensuring that the parties have a fair opportunity to present and support
all allowable claims and defenses that have been asserted.
(10) Duties of the
hearing officer. The hearing officer shall excuse himself or herself from
serving in a hearing in which he or she believes a personal or professional
bias or interest exists which conflicts with his or her objectivity. The
hearing officer shall:
(a)
make a determination regarding the sufficiency of a request for due
process within 5 days of receipt of any notice of insufficiency, and notify the
parties of this determination in writing;
(b)
schedule an initial prehearing conference within 14 days of commencement
of the timeline for a due process hearing, or as soon as reasonably practicable
in an expedited case pursuant to Paragraph (12) of Subsection I of 6.31.2.13
NMAC below;
(c)
reach a decision, which shall include written findings of fact,
conclusions of law, and reasons for these findings and conclusions and shall be
based solely on evidence presented at the hearing;
(d)
transmit the decision to the parties and to the SEB within 45 days of
the commencement of the timeline for the hearing, unless a specific extension
of time has been granted by the hearing officer at the request of a party to
the hearing, or at the joint request of the parties where the reason for the
request is to permit the parties to pursue an ADR option; for an expedited
hearing, no extensions or exceptions beyond the 45 day deadline are permitted;
(e)
the hearing officer may reopen the record for further proceedings at any
time before reaching a final decision after transmitting appropriate notice to
the parties; the hearing is considered closed and final when the written
decision is transmitted to the parties and to the SEB; and
(f)
the decision of the hearing officer is final, unless a party brings a
civil action as set forth in Paragraph (25) of Subsection I of 6.31.2.13 NMAC
below.
(11) Withdrawal of
request for hearing. A party may unilaterally withdraw a request for due
process at any time before a decision is issued. A written withdrawal that is
transmitted to the hearing officer, and the other party at least two business
days before a scheduled hearing, shall be without prejudice to the party's
right to file a later request on the same claims, which shall ordinarily be
assigned to the same hearing officer. A withdrawal that is transmitted or
communicated within two business days of the scheduled hearing shall ordinarily
be with prejudice to the party's right to file a later request on the same
claims unless the hearing officer orders otherwise for good cause shown. A
withdrawal that is entered during or after the hearing but before a decision is
issued shall be with prejudice. In any event, the hearing officer shall enter
an appropriate order of dismissal.
(12) Prehearing
procedures. Unless extended by the hearing officer at the request of a party,
within 14 days of the commencement of the timeline for a due process hearing
and as soon as is reasonably practicable in an expedited case, the hearing
officer shall conduct an initial prehearing conference with the parent and the
public agency to:
(a)
identify the issues (disputed claims and defenses) to be decided at the
hearing and the relief sought;
(b)
establish the hearing officer's jurisdiction over IDEA and gifted
issues;
(c)
determine the status of the resolution session, FIEP meeting or
mediation between the parties, and determine whether an additional prehearing
conference will be necessary as a result;
(d)
review the hearing rights of both parties, as set forth in Paragraphs
(16) and (17) of Subsection I of 6.31.2.13 NMAC below, including reasonable
accommodations to address an individual's need for an interpreter at public
expense;
(e)
review the procedures for conducting the hearing;
(f)
set a date, time and place for the hearing that is reasonably convenient
to the parents and child involved; the hearing officer shall have discretion to
determine the length of the hearing, taking into consideration the issues
presented;
(g) determine whether the
child who is the subject of the hearing will be present and whether the hearing
will be open to the public;
(h)
set the date by which any documentary evidence intended to be used at
the hearing by the parties must be exchanged; the hearing officer shall further
inform the parties that, not less than 5 business days before a regular hearing
or, if the hearing officer so directs, not less than two business days before
an expedited hearing, each party shall disclose to the other party all
evaluations completed by that date and recommendations based on the evaluations
that the party intends to use at the hearing; the hearing officer may bar any
party that fails to disclose such documentary evidence, evaluation(s) or
recommendation(s) by the deadline from introducing the evidence at the hearing
without the consent of the other party;
(i)
as appropriate, determine the current educational placement of the child
pursuant to Paragraph (27) of Subsection I of 6.31.2.13 NMAC below;
(j)
exchange lists of witnesses and, as appropriate, entertain a request
from a party to issue an administrative order compelling the attendance of a
witness or witnesses at the hearing;
(k)
address other relevant issues and motions; and
(l)
determine the method for having a written, or at the option of the
parent, electronic verbatim record of the hearing; the public agency shall be
responsible for arranging for the verbatim record of the hearing; and
(m)
the hearing officer shall transmit to the parties and the SEB of the
department a written summary of the prehearing conference; the summary shall
include, but not be limited to, the date, time and place of the hearing, any
prehearing decisions, and any orders from the hearing officer.
(13) Each hearing
involving oral arguments must be conducted at a time and place that is
reasonably convenient to the parents and child involved.
(14) In order to limit
testimony at the hearing to only those factual matters which remain in dispute
between the parties, on or before 10 days before the date of the hearing, each
party shall submit a statement of proposed stipulated facts to the opposing
party. On or before five days before the date of the hearing, the parties shall
submit a joint statement of stipulated facts to the hearing officer. All
agreed-upon stipulated facts shall be deemed admitted, and evidence shall not
be permitted for the purpose of establishing these facts.
(15) Summary due process hearing. These summary due
process hearing procedures are designed to afford parents and public agencies
an alternative, voluntary dispute resolution process that requires less time
and expense than a traditional due process hearing. The use of summary due
process hearing procedures shall not alter the requirement that the public
agency convene a resolution session within 15 days of its receipt of the
request for the hearing, unless the parties agree to waive that option in
writing or choose to use a FIEP meeting or mediation instead.
(a)
Any party requesting a due process hearing may request that the dispute
be assigned to a summary due process hearing track. A request for a summary due
process hearing may be submitted simultaneously with the request for due
process hearing, at the prehearing scheduling conference, or at a later time by
agreement of all parties.
(b)
Any party opposing a request for summary due process shall state its
objection within 5 days of the date of receipt of the request for a summary due
process hearing. The summary due process hearing option is voluntary. If a
party timely states its opposition to this option, the matter will be placed on
a traditional due process hearing track.
(c)
On or before 10 days before the date of the hearing, each party shall
submit a statement of proposed stipulated facts to the opposing party. On or
before five days before the date of the hearing, the parties shall submit a
joint statement of stipulated facts to the hearing officer. All agreed-upon
stipulated facts shall be deemed admitted, and evidence shall not be permitted
for the purpose of establishing these facts.
(d) On or before 5 days
before the summary due process hearing, each party shall produce to the
opposing party and to the hearing officer a copy of all documents that the
party seeks to introduce into evidence at the hearing and identify all
witnesses that the party intends to call to testify at the hearing.
(e)
Each party shall have one half (1/2) day to present its case. In the
event that extensive cross examination, arguments or other factors impede a party's
ability to complete its case in one half day, the hearing officer shall have
discretion to extend the time for the hearing, as needed.
(f)
The hearing officer shall issue a decision to the parties within 7 days
of the completion of the summary due process hearing.
(g)
Except as modified herein, the procedural rules and procedures
applicable to due process hearings as stated in Subsection I of 6.31.2.13 NMAC
shall also apply to summary due process hearings.
(16) Any party to a
hearing has the right to:
(a)
be accompanied and advised by counsel and by individuals with special
knowledge or training with respect to the problems of children with
disabilities;
(b)
present evidence and confront, cross-examine and compel the attendance
of witnesses;
(c)
prohibit the introduction of any evidence at the hearing that has not
been disclosed to that party at least five business days before a regular
hearing or, if the hearing officer so directs in the prehearing summary, at
least two business days before an expedited hearing;
(d)
obtain a written, or, at the option of the parents, electronic verbatim
record of the hearing; and
(e)
obtain written, or, at the option of the parents, electronic findings of
fact and decisions.
(17) Parents involved in
hearings also have the right to:
(a)
have the child who is the subject of the hearing present; and
(b)
open the hearing to the public.
(18) The record of the
hearing and the findings of fact and decisions described above must be provided
at no cost to the parents.
(19) Limitations on the
hearing.
(a) The party requesting the due process
hearing shall not be allowed to raise issues at the hearing that were not
raised in the request for a due process hearing (including an amended request,
if such amendment was previously permitted) filed under Paragraph (5) of
Subsection I of 6.31.2.13 NMAC, unless the other party agrees otherwise.
(b)
Timeline for requesting hearing. A parent or agency shall request an
impartial due process hearing within two years of the date that the parent or
agency knew or should have known about the alleged action that forms the basis
of the due process request.
(c)
Exceptions to the timeline. The timeline described in Subparagraph (b)
of Paragraph (19) of Subsection I of 6.31.2.13 NMAC above shall not apply to a
parent if the parent was prevented from requesting the hearing due to:
(i)
specific misrepresentations by the public agency that it had resolved the
problem that forms the basis of the due process request; or
(ii)
the public agency's withholding of information from the parent that was
required under this part to be provided to the parent.
(20) Rules for expedited hearings. The rules in
Paragraphs (4) through (19) of Subsection I of 6.31.2.13 NMAC shall apply to
expedited due process hearings with the following exceptions.
(a)
The SEB of the department and the hearing officer shall ensure that a
hearing is held within 20 school days of the date the request for hearing is
received by the SEB, and a written decision is reached within 10 school days of
the completion of the hearing, without exceptions or extensions, and thereafter
mailed to the parties.
(b)
The hearing officer shall seek to hold the hearing and issue a decision
as soon as is reasonably practicable within the time limit described in
Subparagraph (a) of Paragraph (20) of Subsection I of 6.31.2.13 NMAC above, and
shall expedite the proceedings with due regard for any progress in a resolution
session, FIEP meeting or mediation, the parties' need for adequate time to
prepare and the hearing officer's need for time to review the evidence and
prepare a decision after the hearing.
(c)
The parties shall decide whether to convene a resolution session, FIEP
meeting, or mediation before the commencement of an expedited hearing in accordance
with Paragraph (8) of Subsection I of 6.31.2.13 NMAC, and are encouraged to
utilize one of these preliminary meeting options. However, in the case of an
expedited hearing, agreement by the parties to convene a resolution session,
FIEP meeting or mediation shall not result in the suspension or extension of
the timeline for the hearing stated under Subparagraph (a) of Paragraph (20) of
Subsection I of 6.31.2.13 NMAC above.
The timeline for resolution sessions provided in 34 CFR Sec.
300.532(c)(3) shall be observed.
(d)
The hearing officer may shorten the five business-day rule for
exchanging evidence before the hearing to not less than two business days and
shall set the deadline and indicate the consequences of the parties' failure to
meet that deadline in the written summary of the prehearing conference.
(e)
The hearing officer may shorten the 15 day timeline for providing notice
of insufficiency of a request for an expedited due process hearing to 10 school
days.
(f)
The hearing officer may shorten the timeline for the exchange of
proposed stipulated facts between the parties as he deems necessary and
appropriate given the circumstances of a particular case. The hearing officer
may also shorten the timeline for providing agreed-upon stipulated facts to the
hearing officer to two school days before the hearing.
(g)
Decisions in expedited due process hearings are final, unless a party
brings a civil action as provided in Paragraph (25) of Subsection I of
6.31.2.13 NMAC below.
(21) Decision of the
hearing officer.
(a)
In general. Subject to Subparagraph (b) of Paragraph (21) of Subsection
I of 6.31.2.13 NMAC below, a decision made by a hearing officer shall be made
on substantive grounds based on a determination of whether the child received a
free appropriate public education (FAPE).
(b) Procedural issues. In matters alleging a
procedural violation, a hearing officer may find that a child did not receive a
FAPE only if the procedural inadequacies:
(i)
impeded the child's right to a FAPE;
(ii)
significantly impeded the parents' opportunity to participate in the
decision-making process regarding the provision of a FAPE to the student; or
(iii) caused a deprivation of educational
benefits.
(c)
Rule of construction. Nothing in this paragraph shall be construed to
preclude a hearing officer from ordering a public agency to comply with
procedural requirements under this section.
(22) Rule of
construction. Nothing in this Subsection I shall be construed to affect the
right of a parent to file a complaint with the SEB of the department, as
described under Subsection H of 6.31.2.13 NMAC.
(23) Modification of
final decision. Clerical mistakes in final decisions, orders or parts of the
record and errors therein arising from oversight or omission may be corrected
by the hearing officer at any time on the hearing officer's own initiative or
on the request of any party and after such notice, if any, as the hearing
officer orders. Such mistakes may be corrected after a civil action has been
brought pursuant to Paragraph (25) of Subsection I of 6.31.2.13 NMAC below only
with leave of the state or federal district court presiding over the civil
action.
(24) Expenses of the
hearing. The public agency shall be responsible for paying administrative costs
associated with a hearing, including the hearing officer's fees and expenses
and expenses related to the preparation and copying of the verbatim record, its
transmission to the SEB, and any further expenses for preparing the complete
record of the proceedings for filing with a reviewing federal or state court in
a civil action. Each party to a hearing shall be responsible for its own legal
fees or other costs, subject to Paragraph (26) of Subsection I of 6.31.2.13
NMAC below.
(25) Civil action.
(a)
Any party aggrieved by the decision of a hearing officer in an IDEA
matter has the right to bring a civil action in a state or federal district
court pursuant to 20 USC Sec. 1415(i) and 34 CFR Sec. 300.516. Any civil action
must be filed within 30 days of the receipt of the hearing officer's decision
by the appealing party.
(b)
A party aggrieved by the decision of a hearing officer in a matter
relating solely to the identification, evaluation, or educational placement of
or services to a child who needs or may need gifted services may bring a civil
action in a state court of appropriate jurisdiction within 30 days of receipt
of the hearing officer's decision by the appealing party.
(26) Attorney fees.
(a)
In any action or proceeding brought under 20 USC Sec. 1415, the court,
in its discretion and subject to the further provisions of 20 USC Sec. 1415(i)
and 34 CFR Sec. 300.517, may award reasonable attorney fees as part of the
costs to:
(i)
the parent of a child with a disability who is a prevailing party;
(ii)
a prevailing public agency against the attorney of a parent who files a
request for due process or subsequent cause of action that is frivolous,
unreasonable, or without foundation, or against the attorney of a parent who
continued to litigate after the litigation clearly became frivolous,
unreasonable, or without foundation; or
(iii) a prevailing public agency against the
attorney of a parent, or against the parent, if the parent's complaint or
subsequent cause of action was presented for any improper purpose, such as to
harass, to cause unnecessary delay, or to needlessly increase the cost of
litigation.
(b)
Any action for attorney fees must be filed within 30 days of the receipt
of the last administrative decision.
(c)
Opportunity to resolve due
process complaints. A meeting conducted pursuant to Subparagraph (a) of
Paragraph (8) of Subsection I of 6.31.2.13 NMAC shall not be considered:
(i)
a meeting convened as a result of an administrative hearing or judicial
action; or
(ii)
an administrative hearing or judicial action for purposes of this
paragraph.
(d)
Hearing officers are not authorized to award attorney fees.
(e)
Attorney fees are not recoverable for actions or proceedings involving
services to gifted children or other claims based solely on state law.
(27) Child's status
during proceedings.
(a)
Except as provided in 34 CFR Sec. 300.533 and Paragraph (4) of
Subsection I of 6.31.2.13 NMAC, and unless the public agency and the parents of
the child agree otherwise, during the pendency of any administrative or
judicial proceeding regarding an IDEA due process request, the child involved
must remain in his or her current educational placement. Disagreements over the
identification of the current educational placement which the parties cannot
resolve by agreement shall be resolved by the hearing officer as necessary.
(b)
If the case involves an application for initial admission to public
school, the child, with the consent of the parents, must be placed in the
public school until the completion of all the proceedings.
(c)
If a hearing officer agrees with the child's parents that a change of
placement is appropriate, that placement must be treated as an agreement
between the public agency and the parents for purposes of Subparagraph (a) of
Paragraph (27) of Subsection I of 6.31.2.13 NMAC.
(28) Computation of
time. In computing any period of time
prescribed or allowed by Subsection I of 6.31.2.13 NMAC, the day of the act,
event or default from which the designated period of time begins to run shall
not be included. The last day of the
period so computed shall be included unless it is a Saturday, a Sunday or a
legal holiday. As used in this rule,
“legal holiday” includes any day designated as a state holiday.
(29) Effective date and
transitional provisions.
(a)
The procedures in this Subsection I of 6.31.2.13 NMAC shall govern due
process requests received by the SEB after July 29, 2005.
(b)
The provisions of the IDEA 2004 that took effect on July 1, 2005, shall
apply to due process cases filed between July 1 and July 29, 2005, in the event
of irreconcilable conflicts with the state rules as they existed during that
time.
(c)
The parties to due process cases that were pending on July 29, 2005, may
enter into a written agreement to waive the administrative review process that
would otherwise be available under the former state rules and proceed directly
from a final decision by a hearing officer to a civil action in a state or
federal district court. The parties to
cases in which administrative appeals were pending on July 29, 2005, and in
which the administrative appeal officer has not yet ruled on the merits of any
substantive issue may likewise agree to waive the administrative review process
but shall decide whether to do so within a reasonable time to be established by
the administrative appeal officer.
(d)
The parties to cases pending on July 29, 2005, may likewise enter into a
written agreement to dismiss any claims under Section 504 of the federal
Rehabilitation Act that would otherwise be hearable or administratively
reviewable under the former state rules, provided that the hearing or appeal
officer has not yet ruled on the merits of any substantive issue raised under
an affected Section 504 claim.
(e)
Upon receipt of a timely and sufficient motion incorporating an
agreement under Subparagraphs (c) or (d) of Paragraph (29) of Subsection I of
6.31.2.13 NMAC above, the authority before whom the case is pending shall enter
an appropriate order to implement the agreement.
J. Surrogate parents and foster
parents.
(1) Each public agency
shall ensure that a qualified surrogate parent is appointed in compliance with
34 CFR Sec. 300.519 when needed to protect the rights of a child with a
disability who is within the agency’s educational jurisdiction. A surrogate parent need not be appointed if a
person who qualifies as a parent under 34 CFR Sec. 300.30(b) and Paragraph (13)
of Subsection B of 6.31.2.7 NMAC can be identified.
(2) A foster parent who
meets all requirements of 34 CFR Sec. 300.30 may be treated as the child’s
parent pursuant to that regulation. A
foster parent who does not meet those requirements but meets all requirements
of 34 CFR Sec. 300.519 may be appointed as a surrogate parent if the public
agency that is responsible for the appointment deems such action appropriate.
(3) Pursuant to 34 CFR
Sec. 300.519, a surrogate parent may represent the child in all matters
relating to the identification, evaluation and educational placement of the
child and the provision of FAPE to the child.
K. Transfer of parental rights to
students at age 18.
(1) Pursuant to Secs.
12-2A-3 and 28-6-1 NMSA 1978, a person’s age of majority begins on the first
instant of his or her 18th birthday and a person who has reached the age of
majority is an adult for all purposes not otherwise limited by state law. A guardianship proceeding under the probate
code is the only way an adult in New Mexico can legally be determined to be
incompetent and have the right to make his or her own decisions taken
away. Public agencies and their IEP
teams are not empowered to make such determinations under New Mexico law. Accordingly, pursuant to 34 CFR Sec. 300.520,
when a child with a disability reaches age 18 and does not have a
court-appointed general guardian, limited guardian or other person who has been
authorized by a court to make educational decisions on the student's behalf or
who has not signed a power of attorney as provided under New Mexico law:
(a)
a public agency shall provide any notices required by 34 CFR Part 300 to
the child and the parents;
(b)
all other rights accorded to parents under Part B of the IDEA, New
Mexico law or department rules and standards transfer to the child; and
(c)
the public agency shall notify the individual and the parents of the
transfer of rights.
(2) Pursuant to 34 CFR
Sec. 300.320(c), each annual IEP review for a child who is 16 or older must
include a discussion of the rights that will transfer when the child turns 18
and, as appropriate, a discussion of the parents' plans for obtaining a guardian
before that time. Each child's IEP
beginning not later than when the child turns 17 must include a statement that
the child and the parent have been informed of the rights that will transfer to
the child at age 18.
L. Confidentiality of information.
(1) Confidentiality
requirements. Each public agency
collecting, using or maintaining any personally identifiable information on
children under Part B of the IDEA shall comply with all applicable requirements
of 34 CFR Secs. 300.610-300.626, and the Family Educational Rights and Privacy
Act, 34 CFR Part 99.
(2) Parental rights to
inspect, review and request amendment of education records. Each public agency shall permit parents or
their authorized representatives to inspect and review any education records
relating to their children that are collected, maintained or used by the agency
under Part B of the IDEA pursuant to 34 CFR Sec. 300.613. A parent who believes that information in the
education records is inaccurate or misleading or violates the privacy or other
rights of the child may request the agency that maintains the information to
amend the information pursuant to 34 CFR Sec. 300.618 and shall have the
opportunity for a hearing on that request pursuant to 34 CFR Secs.
300.619-300.621 and 34 CFR Sec. 99.22.
(3) Transfer of student
records.
(a)
Pursuant to 34 CFR Sec. 99.31(a)(2), an educational agency may transfer
child records without parental consent when requested by another educational
agency in which a child seeks or intends to enroll as long as the sending
agency has included the proper notification that it will do so in its required
annual FERPA notice to children and parents.
In view of the importance of uninterrupted educational services to
children with disabilities, each New Mexico public agency is hereby directed to
include such language in its annual FERPA notice and to ensure that it promptly
honors each proper request for records from an educational agency that has
become responsible for serving a child with a disability.
(b)
State-supported educational programs and the educational programs of
juvenile or adult detention or correctional facilities are educational agencies
for purposes of the Family Educational Rights and Privacy Act (FERPA) and are
entitled to request and receive educational records on children with
disabilities on the same basis as local school districts. Public agencies shall promptly honor requests
for records to assist such programs in providing appropriate services to
children within their educational jurisdiction.
(c)
Pursuant to 34 CFR Sec. 99.34(b), an educational agency that is
authorized to transfer student records to another educational agency without
parental consent under Sec. 99.31(a)(2) may properly transfer to the receiving
agency all educational records the sending agency maintains on a child,
including medical, psychological and other types of diagnostic and service
information which the agency obtained from outside sources and used in making
or implementing educational programming decisions for the child.
(d)
Pursuant to Paragraph (3) of Subsection D of 6.30.2.10 NMAC, 34 CFR Sec.
300.229 and the federal No Child Left Behind Act at 20 USC 7165, any transfer
of educational records to a private or public elementary or secondary school in
which a child with disabilities seeks, intends, or is instructed to enroll must
include the following:
(i)
transcripts and copies of all pertinent records as normally transferred
for all students;
(ii)
the child’s current individualized education program with all supporting
documentation, including the most recent multidisciplinary evaluations and any
related medical, psychological or other diagnostic or service information that
was consulted in developing the IEP; and
(iii) disciplinary
records with respect to current or previous suspensions or expulsions of the
child.
(4) Parental refusals of
consent for release of information. If
parental consent is required for a particular release of information regarding
a child with a disability and the parent refuses consent, the sending or
receiving public agency may use the impartial due process hearing procedures
specified in Subsection I of 6.31.2.13 NMAC to determine if the information may
be released without parental consent. If
the hearing officer determines that the proposed release of information is
reasonably necessary to enable one or more public agencies to fulfill their
educational responsibilities toward the child, the information may be released
without the parent's consent. The
hearing officer’s decision in such a case shall be final and not subject to
further administrative review.
(5) Destruction of
information.
(a) Pursuant to 34 CFR Sec. 300.624, each
public agency shall inform parents when personally identifiable information
collected, maintained, or used under 34 CFR Part 300 is no longer needed to
provide educational services to the child.
As at other times, the parents shall have the right to inspect and
review all educational records pertaining to their child pursuant to 34 CFR
Sec. 300.613. The information must be
destroyed at the request of the parents or, at their option the records must be
given to the parents. When informing
parents about their rights to destruction of personally identifiable records
under these rules, the public agency should advise them that the records may be
needed by the child or the parents for social security benefits and other
purposes.
(b)
If the parents do not request the destruction of personally identifiable
information about their children, the public agency may retain that information
permanently. In either event, a permanent
record of a student's name, address and phone number, grades, attendance
record, classes attended, grade level completed, and year completed may be
maintained without time limitation.
Additional information that is not related to the student’s IDEA
services may be maintained if allowed under 34 CFR Part 99.
(6) Educational records
retention and disposition schedules.
(a)
Definitions as used in this paragraph:
(i) “Destruction” means physical destruction
or removal of personal identifiers from educational records so that the
information is no longer personally identifiable; and
(ii)
“Educational records” means the type of records covered under the
definition of “educational records” in 34 CFR Part 99 of the regulations
implementing the Family Educational Rights and Privacy Act of 1974, 20 USC
1232g (FERPA).
(b)
Pursuant to 1.20.2.102 NMAC, the public agency must notify the parents
that the public agency must retain specific information for five years to
include:
(i)
most recent IEP;
(ii)
most recent 2 years child
progress reports or referral form;
(iii) related services reports;
(iv)
summary of academic achievement and functional performance;
(v)
parent communication;
(vi)
agency community action;
(vii) writing sample; and
(viii) staff reports on behavior.
(c)
Federal regulation and department rules require public agencies to
inform parents of proposed destruction of special education records (34 CFR
Sec. 300.624 and 6.30.2 NMAC).
(d) Pursuant to 34 CFR
Sec. 300.624, the information must be destroyed at the request of the
parents. However, a permanent record of
a child’s name, address and phone number, his or her grades, attendance record,
classes attended, grade level completed and year completed may be maintained
without time limit. Notice of
destruction of child records must include:
(i)
informing parents at the last IEP meeting of personally identifiable
information that is no longer needed to provide special education and related
service and information that must be retained according to the state for five
years under 1.20.1.102 NMAC;
(ii)
documentation at the last IEP meeting and prior written notice of the
information that is required to be maintained indefinitely;
(iii) documentation at the last IEP meeting and
the prior written notice that the parent accepted or rejected the proposed
action to maintain records;
(iv)
if the parent requests that the agency destroy information not required
indefinitely, the agency must maintain the last IEP and prior written notice
that states the parent required the public agency to destroy allowable
information that must be maintained for 5 years; and
(v)
the public agency must inform the parents of the proposed date of
destruction of records at the last IEP meeting and document on the prior
written notice of action the proposed date of destruction of records.
[6.31.2.13 NMAC - Rp,
6.31.2.13 NMAC, 6/29/07]
6.31.2.14 RULES
OF CONSTRUCTION:
A. U.S. department of education
interpretations. The U.S. department of education’s
(USDE) interpretations of the provisions of 34 CFR Part 300 as set forth in its
Analysis of Comments and Changes to Part 300 at 71 Federal Register 46547-46753
(August 14, 2006), and other interpretations that are published or announced by
the USDE in the federal register are recognized as the federal government’s
official positions regarding the requirements of the IDEA. Such interpretations shall be followed by the
department to the extent that they do not conflict with express provisions of the
IDEA or case law from the federal courts.
B. Uniform Statute and Rule
Construction Act. The Uniform Statute
and Rule Construction Act, Secs. 12-2A-1
through 20 NMSA 1978, applies to the interpretation of 6.31.2 NMAC except to
the extent that these rules incorporate permissible variations under the New
Mexico version of the Uniform Statute and Rule Construction Act. References in 6.31.2 NMAC to state or federal
laws, rules or regulations are intended to incorporate future amendments unless
a provision in these rules is irreconcilable with a future amendment under the
standards of the Uniform Statute and Rule Construction Act.
C. Conflicts with state or federal laws
or regulations. If any state law, a
state rule or regulation adopted by the department or a federal law or
regulation grants greater rights to an individual or agency than these rules
provide, the provision(s) granting greater rights shall control to the extent
necessary to avoid a conflict.
[6.31.2.14 NMAC - Rp,
6.31.2.14 NMAC, 6/29/07]
HISTORY OF 6.31.2 NMAC:
Pre-NMAC History:
Material in this Part was
derived from that previously filed with the Commission of Public Records -
State Records Center and Archives:
SBE Regulation 85-4,
Educational Standards for New Mexico Schools Basic, Special Education,
Vocational Programs, 10/21/85
SBE Regulation 86-7,
Educational Standards for New Mexico Schools, 9/2/86
SBE Regulation 87-8,
Educational Standards For New Mexico Schools, 2/2/88
SBE Regulation 88-9,
Educational Standards For New Mexico Schools, 10/28/88
SBE Regulation 89-8,
Educational Standards For New Mexico Schools, 11/22/89
SBE Regulation 90-2,
Educational Standards For New Mexico Schools, 9/7/90
History of Repealed Material:
6 NMAC 5.2, Children with Disabilities/Gifted
Children, filed 9/17/97 - Repealed, 8/14/2000
6.31.2 NMAC, Children with
Disabilities/Gifted Children, filed 8/1/2000 - Repealed, 6/29/07